360 ONE PORTFOLIO MANAGERS LIMITED
Adviser information for 360 ONE PORTFOLIO MANAGERS LIMITED last updated from Form ADV on June 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | India |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 587 | $1.2B |
| Non-Discretionary | 1,305 | $2.1B |
| Total | 1,892 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,563 | $1.0B |
| HNW Individuals | 119 | $2.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $105.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $9.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 175 | $139.0M |
| Other | 20 | $28.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-118325 |
|---|---|
| SEC ERA File Number | 801-118325 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307146 |
| Legal Entity Identifier | 335800FVH4MOKZS9VH40 |
Principal Office
360 ONE CENTRE, KAMALA CITY, SENAPATI BAPAT MARG,LOWER PAREL
MUMBAI
India
Monday - Friday, 9AM - 6PM
Tel: +91 22 4876 5600, Fax: 022 46464706
Chief Compliance Officer
JIGNESH BHUPENDRA MODI
360 ONE CENTRE, KAMALA CITY, SENAPATI BAPAT MARG
LOWER PAREL WEST
MUMBAI, MAHARASHTRA
India
Tel:
+91 022 4876 5153
Fax:
+91 022 46464706
J***********@******E
(Full email address available in API data)
Regulatory Contact
SONALI TENDULKAR
VP- COMPLIANCE
360 ONE CENTRE, KAMALA CITY, SENAPATI BAPAT MARG
LOWER PAREL WEST
MUMBAI, MAHARASHTRA
India
Tel:
+91 22 4876 5600
Fax:
022 4646 4706
S***************@******E
(Full email address available in API data)
Industry Affiliates
| 360 ONE ASSET MANAGEMENT (MAURITIUS) LTD | Other investment adviser, including financial planners |
| 360 ONE ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| 360 ONE ASSET TRUSTEE LIMITED | Trust company |
| 360 ONE CAPITAL PTE LTD | Other investment adviser, including financial planners |
| 360 ONE CAPITAL (CANADA) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| 360 ONE DISTRIBUTION SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| 360 ONE INVESTMENT ADVISER AND TRUSTEE SERVICES LIMITED | Other investment adviser, including financial plannersTrust company |
| 360 ONE PRIME LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agencySponsor, GP, manager of pooled investment vehicles |
| 360 ONE PRIVATE WEALTH (DUBAI) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| 360 ONE WAM LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MAVM ANGELS NETWORK PRIVATE LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 360 ONE ALL CAP FUND | LISTED STRATEGY | $3.0M | $0.1M | 9 |
| 360 ONE BLENDED FUND - SERIES A | LISTED STRATEGY | $18.3M | $0.1M | 82 |
| 360 ONE BLENDED FUND - SERIES B | LISTED STRATEGY | $2.3M | $0.1M | 8 |
| 360 ONE CORE AGGRESSIVE | LISTED STRATEGY | $31.1M | $0.1M | 104 |
| 360 ONE CORE CONSERVATIVE | LISTED STRATEGY | $5.2M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| 360 ONE WAM LIMITED | Foreign Entity | – | SHAREHOLDER | 03/2013 | > 75% |
| SHAH, YATIN | Individual | – | DIRECTOR | 07/2016 | < 5% |
| Kumar, Anandakumaran Pramod | Individual | – | DIRECTOR | 05/2020 | < 5% |
| Modi, Jignesh, Bhupendra | Individual | – | CHIEF COMPLIANCE OFFICER, HEAD - COMPLIANCE | 11/2020 | < 5% |
| CHATTERJEE, HIMADRI | Individual | – | DIRECTOR | 03/2021 | < 5% |