FEDERAL PREP ADVISORS, INC.
Adviser information for FEDERAL PREP ADVISORS, INC. last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 846 | $90.9M |
| Total | 846 | $90.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 846 | $90.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118329 |
|---|---|
| SEC ERA File Number | 801-118329 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282663 |
| Legal Entity Identifier | None |
Principal Office
1650 SYCAMORE AVE. SUITE 23BOHEMIA
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (631) 750-6499, Fax: (631) 750-6496
Chief Compliance Officer
MICHAEL ANDREW KERPER
CHAIRMAN/CEO
1650 SYCAMORE AVE. SUITE 23
BOHEMIA
NY
United States
Tel:
(631) 750-6499
Fax:
(631) 750-6496
M******@**************M
(Full email address available in API data)
Industry Affiliates
| RAINMAKER ALLIANCE LLC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KERPER, MICHAEL, ANDREW | Individual | – | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER | 01/2016 | > 75% |