NABITY-JENSEN INVESTMENT MANAGEMENT, INC.
Adviser information for NABITY-JENSEN INVESTMENT MANAGEMENT, INC. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 213 | $206.1M |
| Non-Discretionary | 0 | $0 |
| Total | 213 | $206.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $16.4M |
| HNW Individuals | 32 | $188.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $713,055 |
| Charitable organizations | <5 | $825,568 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesFINANCIAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118341 |
|---|---|
| SEC ERA File Number | 801-118341 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 128455 |
| Legal Entity Identifier | None |
Principal Office
9802 NICHOLAS STREETSUITE 105
OMAHA
NE
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 402-391-1021, Fax: 402-819-4688
Websites
Chief Compliance Officer
RANDALL L. JENSEN
PRESIDENT/CCO
9802 NICHOLAS STREET
SUITE 105
OMAHA
NE
United States
Tel:
402-391-1021
Fax:
402-819-4688
R******@***************M
(Full email address available in API data)
Regulatory Contact
JENNIFER JORGENSON
INVESTMENT OPERATIONS & COMPLIANCE
9802 NICHOLAS STREET
SUITE 105
OMAHA
NE
United States
Tel:
402-391-1021
Fax:
402-819-4688
J*********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JENSEN, RANDALL, LEE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/2006 | 50-75% |
| NABITY, DAVID, ROLAND | Individual | – | VICE-PRESIDENT | 02/2006 | 25-50% |