NEW HORIZON FINANCIAL STRATEGIES, LLC
Adviser information for NEW HORIZON FINANCIAL STRATEGIES, LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 247 | $62.9M |
| Non-Discretionary | 523 | $82.5M |
| Total | 770 | $145.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 189 | $52.9M |
| HNW Individuals | 52 | $92.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 21 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118348 |
|---|---|
| SEC ERA File Number | 801-118348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125729 |
| Legal Entity Identifier | None |
Principal Office
944 DRYDEN ROADITHACA
NY
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 607-275-1275, Fax: 607-275-1276
Chief Compliance Officer
KEVIN TARNOVSKI
944 DRYDEN ROAD
ITHACA
NY
United States
Tel:
607-275-1275
Fax:
607-275-1276
K****@*************M
(Full email address available in API data)
Regulatory Contact
ANGELA O'NEILL
PARTNER
944 DRYDEN ROAD
ITHACA
NY
United States
Tel:
607-275-1275
Fax:
607-275-1276
A*****@*************M
(Full email address available in API data)
Industry Affiliates
| STREBEL AND STREBEL, CPAS | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ONEILL, ANGELA, MARIE | Individual | – | PARTNER | 10/2019 | 50-75% |
| Tarnovski, Kevin, Peter | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | 25-50% |