BIG SIOUX WEALTH MANAGEMENT
BIG SIOUX FINANCIAL, INC. Legal Name
Adviser information for BIG SIOUX WEALTH MANAGEMENT last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Dakota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,210 | $163.9M |
| Non-Discretionary | 768 | $23.9M |
| Total | 1,978 | $187.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,305 | $105.4M |
| HNW Individuals | 33 | $72.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $5.4M |
| Charitable organizations | 10 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $3.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118350 |
|---|---|
| SEC ERA File Number | 801-118350 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299593 |
| Legal Entity Identifier | None |
Principal Office
1401 4TH ST NEWATERTOWN
SD
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 605-882-4280, Fax: 605-753-0912
Chief Compliance Officer
DUSTIN PADGETT
DIVISION PRESIDENT
1401 4TH ST. NE
WATERTOWN
SD
United States
Tel:
605-882-4280
Fax:
605-753-0912
D*****@*****************M
(Full email address available in API data)
Industry Affiliates
| RELIABANK DAKOTA | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Johnson, Janet, Hovey | Individual | – | CO-OWNER | 08/1988 | 10-25% |
| PADGETT, DUSTIN, JAY | Individual | – | CHIEF COMPLIANCE OFFICER/DIVISION PRESIDENT | 07/2019 | < 5% |
| JOHNSON, DAVID, WALTER | Individual | – | CO-OWNER | 08/1988 | 25-50% |
| Johnson, Ethan, Paul | Individual | – | CO-OWNER | 05/1990 | 10-25% |
| Johnson, Reid, Luther | Individual | – | CO-OWNER | 08/1988 | 10-25% |