FIDELIS IM
FIDELIS IM, LLC Legal Name
Adviser information for FIDELIS IM last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 463 | $219.4M |
| Non-Discretionary | 0 | $0 |
| Total | 463 | $219.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 156 | $43.7M |
| HNW Individuals | 32 | $84.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 23 | $91.3M |
| Charitable organizations | <5 | $154,729 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsRETIREMENT PLANNING SERVICES FOR QUALIFIED PLANS (401K, 403B) |
|---|---|
| Compensation | % of AUM |
Principal Office
3551 E. BARNETT ROADSUITE 107
MEDFORD
OR
United States
Monday - Friday, 8:00 A.M. TO 4:00 P.M.
Tel: 541-770-1311, Fax: None
Websites
Chief Compliance Officer
TRACY RICHARDS
DIRECTOR OF OPERATIONS
3551 E. BARNETT ROAD
SUITE 107
MEDFORD
OR
United States
Tel:
541-770-1311
T****@************M
(Full email address available in API data)
Regulatory Contact
KEEGAN DENN
PRESIDENT
3551 E. BARNETT ROAD
SUIT 107
MEDFORD
OR
United States
Tel:
541-770-1311
K*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DENN, KEEGAN, JAY | Individual | – | PRESIDENT | 03/2012 | 50-75% |
| RICHARDS, TRACY, LE ANN | Individual | – | CCO | 03/2012 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed September 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| HOME DEPOT INC | COM | 546 | 2K | – |
| INVESCO QQQ TR | UNIT SER 1 | 429 | 896 | – |
| MICROSOFT CORP | COM | 749 | 2K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 30K | 472K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 1K | 16K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 19K | 404K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 3K | 116K | – |
| TESLA INC | COM | 2K | 11K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 30K | 163K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 17K | 276K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 4K | 48K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 32K | 449K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 6K | 115K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 18K | 229K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 7K | 80K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 20K | 82K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1K | 5K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 13K | 174K | – |