ANTHOS CAPITAL
ANTHOS MANAGEMENT, L.P. Legal Name
Adviser information for ANTHOS CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $2.8B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $2.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF COMMITTED CAPITAL |
Identifiers
| SEC RIA File Number | 801-118356 |
|---|---|
| SEC ERA File Number | 801-118356 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165980 |
| Legal Entity Identifier | None |
Principal Office
201 SANTA MONICA BLVDSUITE 450
SANTA MONICA
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 424-322-7082, Fax: 424-322-7079
Chief Compliance Officer
YVONNE PYTLIK
3 CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel:
781-835-8360
Y************@************M
(Full email address available in API data)
Regulatory Contact
RANDY CHANDLER
CHIEF FINANCIAL OFFICER
201 SANTA MONICA BLVD
SUITE 450
SANTA MONICA
CA
United States
Tel:
4243227084
R********@****************M
(Full email address available in API data)
Industry Affiliates
| ACD HOLDINGS ASSOCIATES, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ACD HOLDINGS ASSOCIATES, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ANTHOS ASSOCIATES GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTHOS ASSOCIATES II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTHOS ASSOCIATES III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTHOS ASSOCIATES IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ANTHOS ASSOCIATES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ANTHOS TRIBE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACD HOLDINGS, L.P. | Venture Capital Fund | $12.0M | $4.0M | 40 |
| ACD INVESTORS, L.P. | Venture Capital Fund | $10.1M | $4.0M | 9 |
| ANTHOS CAPITAL II GB SERIES AIV LP | Venture Capital Fund | $10.1M | $0.0M | 94 |
| ANTHOS CAPITAL II, L.P. | Venture Capital Fund | $34.5M | $0.3M | 23 |
| ANTHOS CAPITAL III, L.P. | Venture Capital Fund | $378.8M | $4.0M | 40 |
| ANTHOS CAPITAL IV CO-INVEST, L.P. | Venture Capital Fund | $228.2M | $5.0M | 63 |
| ANTHOS CAPITAL IV, L.P. | Private Equity Fund | $612.9M | $5.0M | 63 |
| ANTHOS CAPITAL V LP | Private Equity Fund | $1,533.3M | $0.1M | 90 |
| ANTHOS TRIBE, L.P. | Venture Capital Fund | $7.3M | $1.0M | 46 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FARR, JEFFREY, PAUL | Individual | – | LIMITED PARTNER | 07/2007 | 25-50% |
| KELLY, BRYAN, FRANCIS | Individual | – | LIMITED PARTNER | 07/2007 | 25-50% |
| DAVIES, GAVYN | Individual | – | LIMITED PARTNER | 07/2007 | 5-10% |
| HEALEY DEVELOPMENT, LLC | Domestic Entity | – | LIMITED PARTNER | 07/2007 | 5-10% |
| MARTIN, EFF, WARREN | Individual | SINGINGWOOD INVESTMENT PARTNERS, L.P. | PARTNER | 12/2005 | |
| HEALEY, THOMAS, JEREMIAH | Individual | HEALEY DEVELOPMENT, LLC | MEMBER | 11/2002 | 50-75% |
| SINGINGWOOD INVESTMENT PARTNERS, L.P. | Domestic Entity | – | LIMITED PARTNER | 01/2013 | 5-10% |
| ANTHOS MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2018 | < 5% |
| FARR, PAUL | Individual | ANTHOS MANAGEMENT GP, LLC | MEMBER | 11/2018 | 50-75% |
| KELLY, BRYAN, FRANCIS | Individual | ANTHOS MANAGEMENT GP, LLC | MEMBER | 11/2018 | 50-75% |
| CHANDLER, RANDALL, ROBERT | Individual | – | CHIEF FINANCIAL OFFICER | 02/2020 | < 5% |
| PYTLIK, YVONNE, I | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |