PORTLAND PRIVATE WEALTH MANAGEMENT, INC.
Adviser information for PORTLAND PRIVATE WEALTH MANAGEMENT, INC. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 862 | $194.0M |
| Non-Discretionary | 8 | $6.2M |
| Total | 870 | $200.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 399 | $104.6M |
| HNW Individuals | 45 | $93.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $1.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $618,675 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118362 |
|---|---|
| SEC ERA File Number | 801-118362 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171321 |
| Legal Entity Identifier | None |
Principal Office
1834 SW 58TH AVENUESUITE 101
PORTLAND
OR
United States
Monday - Friday, 8:00 AM - 5:00 P.M.
Tel: 503-405-9472, Fax: 503-477-5802
Websites
Chief Compliance Officer
JASON S. MCMIILLEN
CORPORATE SECRETARY
532 SW 13TH STREET
SUITE 100
BEND
OR
United States
Tel:
503-703-4067
Fax:
541-323-3458
J****@********************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCMILLEN, JASON, SHAMUS | Individual | – | CORPORATE SECRETARY, CO-CIO & CCO (PAST PRESIDENT) | 02/2007 | 50-75% |
| BECKER, JACOB, ISAAC | Individual | – | PRESIDENT, COO, AND CO-CIO (PAST CORPORATE SECRETARY) | 12/2010 | 25-50% |