MENTOR CAPITAL MANAGEMENT INC.
Adviser information for MENTOR CAPITAL MANAGEMENT INC. last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 731 | $126.6M |
| Non-Discretionary | 294 | $25.7M |
| Total | 1,025 | $152.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $114.0M |
| HNW Individuals | 5 | $37.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $604,489 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 205 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118368 |
|---|---|
| SEC ERA File Number | 801-118368 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 123176 |
| Legal Entity Identifier | None |
Principal Office
823 W. SUPERIOR ST.UNIT C
CHICAGO
IL
United States
Monday - Friday, 9 A.M. - 4 P.M.
Tel: 312-526-3838, Fax: 312-488-3662
Chief Compliance Officer
DANIEL B. CAREY
PRESIDENT
823 W. SUPERIOR ST.
UNIT C
CHICAGO
IL
United States
Tel:
312-526-3838
Fax:
312-488-3662
D********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAREY, DANIEL, BRENDEN | Individual | – | PRESIDENT | 02/2023 | > 75% |
| CAREY, DANIEL, BRENDEN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2015 | > 75% |