WASHINGTON AVENUE ADVISORS
WASHINGTON AVENUE ADVISORS, LLC Legal Name
Adviser information for WASHINGTON AVENUE ADVISORS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,154 | $217.1M |
| Non-Discretionary | 10 | $7.1M |
| Total | 1,164 | $224.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 540 | $112.4M |
| HNW Individuals | 55 | $94.6M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $8.2M |
| Charitable organizations | <5 | $6.2M |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 14 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118372 |
|---|---|
| SEC ERA File Number | 801-118372 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307002 |
| Legal Entity Identifier | None |
Principal Office
1146 SOUTH WASHINGTON AVENUELANSING
MI
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 844-678-1842, Fax: 517-301-9069
Chief Compliance Officer
AMANDA R WALSH
CCO
1146 S. WASHINGTON AVENUE
LANSING
MI
United States
Tel:
844-678-1842
Fax:
5173019069
A*****@*************M
(Full email address available in API data)
Regulatory Contact
NICHOLAS POPE
PARTNER
1146 S. WASHINGTON AVENUE
LANSING
MI
United States
Tel:
844-678-1842
Fax:
5173019069
N****@*************M
(Full email address available in API data)
Industry Affiliates
| WASHINGTON AVENUE VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POPE, NICHOLAS, BRANDON | Individual | – | PARTNER | 02/2016 | 25-50% |
| LEVINSOHN, REUBEN, DAVID | Individual | – | PARTNER | 02/2016 | 25-50% |
| BEELER, AMANDA, JEAN | Individual | – | PARTNER | 01/2020 | 5-10% |
| KLEMCZAK, BRIAN, MICHAEL | Individual | – | PARTNER | 01/2022 | 5-10% |
| WALSH, AMANDA, RUTH | Individual | – | CCO | 03/2024 | < 5% |