MAYFLOWER ADVISORS
MAYFLOWER FINANCIAL ADVISORS, LLC Legal Name
Adviser information for MAYFLOWER ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 21 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,172 | $1.1B |
| Non-Discretionary | 189 | $3.5B |
| Total | 2,361 | $4.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 596 | $186.6M |
| HNW Individuals | 222 | $714.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $2.5M |
| Pension and profit sharing plans | 243 | $3.7B |
| Charitable organizations | 21 | $18.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 34 | $67.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
265 FRANKLIN STREETSUITE 401
BOSTON
MA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 617-259-1767, Fax: 617-259-1768
Chief Compliance Officer
VINSON BROD
265 FRANKLIN STREET
SUITE 401
BOSTON
MA
United States
Tel:
(617)259-1767
Fax:
(617)259-1768
V**********@********************M
(Full email address available in API data)
Regulatory Contact
STEVEN DIMITRIOU
MANAGING PARTNER
265 FRANKLIN STREET
SUITE 401
BOSTON
MA
United States
Tel:
(617)259-1767
Fax:
(617)259-1768
S**************@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MAYFLOWER CAPITAL FUND II, A SERIES OF MAYFLOWER COMMODORE FUNDS, LLC | Private Equity Fund | $1.4M | $0.1M | 11 |
| MAYFLOWER CAPITAL FUND III (QCS ONLY), A SERIES OF MAYFLOWER COMMODORE FUNDS, LLC | Private Equity Fund | $1.1M | $0.1M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIMITRIOU, STEVEN | Individual | – | MANAGING PARTNER/CEO | 04/2019 | < 5% |
| GLAZER, LAWRENCE, MICHAEL | Individual | – | MANAGING PARTNER | 04/2019 | < 5% |
| GLAZER, LLOYD, GEORGE | Individual | – | MANAGING PARTNER | 04/2019 | < 5% |
| BROD, VINSON, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2020 | < 5% |
| MAYFLOWER FINANCIAL HOLDINGS, LLC | Domestic Entity | – | MEMBER | 09/2023 | > 75% |
| MAYFLOWER LEGACY PARTNERS LLC | Domestic Entity | MAYFLOWER FINANCIAL HOLDINGS, LLC | INDIRECT OWNER | 09/2023 | > 75% |
| DIMITRIOU, STEVEN | Individual | MAYFLOWER LEGACY PARTNERS LLC | OWNER | 09/2023 | 25-50% |
| GLAZER, LLOYD, GEORGE | Individual | MAYFLOWER LEGACY PARTNERS LLC | OWNER | 09/2023 | 25-50% |
| GLAZER, LAWRENCE, MICHAEL | Individual | MAYFLOWER LEGACY PARTNERS LLC | OWNER | 09/2023 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 473K | 5K | – |
| 8X8 INC NEW | COM | 850K | 383K | – |
| ABBOTT LABS | COM | 2M | 17K | – |
| ABBVIE INC | COM | 3M | 16K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 779K | 3K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 7K | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B10 OCT | 219K | 6K | – |
| AIR PRODS & CHEMS INC | COM | 231K | 897 | – |
| ALPHABET INC | CAP STK CL A | 7M | 39K | – |
| ALPHABET INC | CAP STK CL C | 5M | 29K | – |
| ALPS ETF TR | ALERIAN MLP | 3M | 58K | – |
| ALTRIA GROUP INC | COM | 3M | 67K | – |
| AMAZON COM INC | COM | 6M | 32K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 50K | 10K | – |
| AMERICAN EXPRESS CO | COM | 914K | 4K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 9K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 283K | 2K | – |
| AMGEN INC | COM | 1M | 4K | – |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 680K | 18K | – |
| ANALOG DEVICES INC | COM | 366K | 2K | – |
| AON PLC | SHS CL A | 377K | 1K | – |
| APPLE INC | COM | 18M | 91K | – |
| APPLIED MATLS INC | COM | 225K | 954 | – |
| ARISTA NETWORKS INC | COM | 454K | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 226K | 3K | – |
| AT&T INC | COM | 720K | 38K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 5K | – |
| BANK AMERICA CORP | COM | 2M | 295K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 8M | 21K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
| BLACKROCK CR ALLOCATION INCO | COM | 204K | 19K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 7M | 139K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 2M | 29K | – |
| BLACKROCK INC | COM | 2M | 416K | – |
| BLACKSTONE INC | COM | 1M | 10K | – |
| BOEING CO | COM | 599K | 3K | – |
| BOOKING HOLDINGS INC | COM | 2M | 470 | – |
| BP PLC | SPONSORED ADR | 211K | 6K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 344K | 8K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 201K | 7K | – |
| BROADCOM INC | COM | 4M | 3K | – |
| BROOKLINE BANCORP INC DEL | COM | 99K | 12K | – |
| BROWN & BROWN INC | COM | 497K | 6K | – |
| CANADIAN NATL RY CO | COM | 1M | 10K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 1M | 14K | – |
| CAPITAL GROUP CORE EQUITY ET | SHS CREATION UNI | 1M | 33K | – |
| CAPITAL GROUP DIVIDEND GROWE | SHS ETF | 1M | 38K | – |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREATION UNI | 433K | 13K | – |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREATION UNI | 231K | 8K | – |
| CARRIER GLOBAL CORPORATION | COM | 230K | 4K | – |
| CATERPILLAR INC | COM | 1M | 4K | – |
| CBIZ INC | COM | 453K | 6K | – |
| CENCORA INC | COM | 586K | 3K | – |
| CHEVRON CORP NEW | COM | 2M | 15K | – |
| CHUBB LIMITED | COM | 539K | 2K | – |
| CHURCH & DWIGHT CO INC | COM | 404K | 4K | – |
| CINCINNATI FINL CORP | COM | 254K | 2K | – |
| CISCO SYS INC | COM | 2M | 32K | – |
| CITIGROUP INC | COM NEW | 440K | 7K | – |
| CME GROUP INC | COM | 2M | 8K | – |
| COCA COLA CO | COM | 2M | 29K | – |
| COLGATE PALMOLIVE CO | COM | 879K | 9K | – |
| COMCAST CORP NEW | CL A | 735K | 19K | – |
| COMFORT SYS USA INC | COM | 232K | 764 | – |
| CONOCOPHILLIPS | COM | 518K | 5K | – |
| CONSOLIDATED EDISON INC | COM | 312K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 398K | 2K | – |
| CORNING INC | COM | 639K | 16K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 79K | 14K | – |
| CROWDSTRIKE HLDGS INC | CL A | 528K | 1K | – |
| CSX CORP | COM | 396K | 12K | – |
| CUMMINS INC | COM | 439K | 2K | – |
| CUSHMAN WAKEFIELD PLC | SHS | 505K | 49K | – |
| CVS HEALTH CORP | COM | 662K | 11K | – |
| DANAHER CORPORATION | COM | 633K | 3K | – |
| DEERE & CO | COM | 321K | 859 | – |
| DELL TECHNOLOGIES INC | CL C | 360K | 3K | – |
| DISCOVER FINL SVCS | COM | 235K | 2K | – |
| DISNEY WALT CO | COM | 687K | 7K | – |
| DOVER CORP | COM | 238K | 1K | – |
| DOW INC | COM | 373K | 7K | – |
| DRAGANFLY INC. | COM NEW | 3K | 11K | – |
| DUKE ENERGY CORP NEW | COM NEW | 704K | 7K | – |
| DUPONT DE NEMOURS INC | COM | 250K | 3K | – |
| EATON CORP PLC | SHS | 962K | 3K | – |
| ECOLAB INC | COM | 578K | 2K | – |
| EDWARDS LIFESCIENCES CORP | COM | 511K | 6K | – |
| ELI LILLY & CO | COM | 3M | 3K | – |
| EMERSON ELEC CO | COM | 203K | 2K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 267K | 16K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 696K | 24K | – |
| EVERCOMMERCE INC | COM | 2M | 146K | – |
| EXXON MOBIL CORP | COM | 4M | 36K | – |
| FACTSET RESH SYS INC | COM | 489K | 1K | – |
| FEDEX CORP | COM | 509K | 2K | – |
| FERGUSON PLC NEW | SHS | 366K | 2K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 807K | 16K | – |
| FIRST AMERN FINL CORP | COM | 494K | 9K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 200K | 8K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 797K | 14K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 235K | 3K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 983K | 18K | – |
| FORD MTR CO DEL | COM | 754K | 60K | – |
| FRANCO NEV CORP | COM | 1M | 10K | – |
| GE AEROSPACE | COM NEW | 326K | 2K | – |
| GE VERNOVA INC | COM | 392K | 2K | – |
| GENERAL MTRS CO | COM | 222K | 5K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 504K | 16K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 177K | 10K | – |
| GOLDMAN SACHS GROUP INC | COM | 913K | 2K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 4M | 17K | – |
| HUBBELL INC | COM | 269K | 736 | – |
| ICICI BANK LIMITED | ADR | 201K | 7K | – |
| IDEXX LABS INC | COM | 244K | 501 | – |
| ILLINOIS TOOL WKS INC | COM | 262K | 1K | – |
| INSIGHT ENTERPRISES INC | NOTE 0.750% 2/1 | 64K | 22K | – |
| INTAPP INC | COM | 250K | 7K | – |
| INTEL CORP | COM | 866K | 28K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 6K | – |
| INTUIT | COM | 225K | 343 | – |
| INTUITIVE SURGICAL INC | COM NEW | 373K | 839 | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 5K | – |
| IRON MTN INC DEL | COM | 200K | 2K | – |
| ISHARES GOLD TR | ISHARES NEW | 764K | 17K | – |
| ISHARES INC | EMNG MKTS EQT | 310K | 7K | – |
| ISHARES INC | MSCI EMRG CHN | 3M | 43K | – |
| ISHARES INC | MSCI EMERG MRKT | 2M | 27K | – |
| ISHARES INC | CORE MSCI EMKT | 5M | 98K | – |
| ISHARES SILVER TR | ISHARES | 222K | 8K | – |
| ISHARES TR | GLOBAL TECH ETF | 411K | 5K | – |
| ISHARES TR | MSCI INTL VLU FT | 1M | 47K | – |
| ISHARES TR | MSCI EMG MKT ETF | 699K | 16K | – |
| ISHARES TR | MSCI KLD400 SOC | 440K | 4K | – |
| ISHARES TR | U.S. ENERGY ETF | 365K | 8K | – |
| ISHARES TR | MSCI ACWI EX US | 2M | 36K | – |
| ISHARES TR | ESG AW MSCI EAFE | 373K | 17K | – |
| ISHARES TR | SHRT NAT MUN ETF | 5M | 46K | – |
| ISHARES TR | TIPS BD ETF | 600K | 61K | – |
| ISHARES TR | S&P 100 ETF | 5M | 19K | – |
| ISHARES TR | ESG AWR MSCI USA | 2M | 39K | – |
| ISHARES TR | RUSEL 2500 ETF | 481K | 8K | – |
| ISHARES TR | RUS 2000 VAL ETF | 382K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 294K | 807 | – |
| ISHARES TR | CORE S&P SCP ETF | 6M | 57K | – |
| ISHARES TR | IBONDS 27 ETF | 241K | 10K | – |
| ISHARES TR | US INFRASTRUC | 782K | 19K | – |
| ISHARES TR | EUROPE ETF | 1M | 19K | – |
| ISHARES TR | ESG MSCI LEADR | 351K | 4K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 306K | 3K | – |
| ISHARES TR | EAFE GRWTH ETF | 6M | 57K | – |
| ISHARES TR | RUSSELL 2000 ETF | 3M | 15K | – |
| ISHARES TR | CORE HIGH DV ETF | 3M | 25K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 16K | – |
| ISHARES TR | RUS MD CP GR ETF | 295K | 3K | – |
| ISHARES TR | EAFE VALUE ETF | 2M | 44K | – |
| ISHARES TR | MSCI USA MIN VOL | 7M | 81K | – |
| ISHARES TR | US TREAS BD ETF | 521K | 23K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 19K | – |
| ISHARES TR | MRNGSTR INC ETF | 293K | 15K | – |
| ISHARES TR | GNMA BOND ETF | 615K | 14K | – |
| ISHARES TR | CORE MSCI TOTAL | 461K | 7K | – |
| ISHARES TR | CORE MSCI EAFE | 6M | 83K | – |
| ISHARES TR | ISHS 1-5YR INVS | 485K | 9K | – |
| ISHARES TR | SHORT TREAS BD | 671K | 6K | – |
| ISHARES TR | MSCI USA QLT FCT | 12M | 68K | – |
| ISHARES TR | IBOXX HI YD ETF | 445K | 6K | – |
| ISHARES TR | S&P SML 600 GWT | 302K | 2K | – |
| ISHARES TR | U.S. TECH ETF | 4M | 25K | – |
| ISHARES TR | S&P 500 VAL ETF | 5M | 27K | – |
| ISHARES TR | S&P 500 GRWT ETF | 11M | 116K | – |
| ISHARES TR | CORE S&P500 ETF | 52M | 114K | – |
| ISHARES TR | IBONDS DEC2026 | 341K | 14K | – |
| ISHARES TR | MBS ETF | 3M | 36K | – |
| ISHARES TR | 10-20 YR TRS ETF | 897K | 9K | – |
| ISHARES TR | NATIONAL MUN ETF | 7M | 67K | – |
| ISHARES TR | IBOXX INV CP ETF | 243K | 2K | – |
| ISHARES TR | MSCI USA VALUE | 706K | 7K | – |
| ISHARES TR | HDG MSCI EAFE | 1M | 30K | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 11K | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 26K | – |
| ISHARES TR | CORE DIV GRWTH | 1M | 21K | – |
| ISHARES TR | S&P MC 400GR ETF | 363K | 4K | – |
| ISHARES TR | S&P MC 400VL ETF | 332K | 3K | – |
| ISHARES TR | CORE TOTAL USD | 9M | 194K | – |
| ISHARES TR | RUSSELL 3000 ETF | 474K | 2K | – |
| ISHARES TR | JPMORGAN USD EMG | 462K | 5K | – |
| ISHARES TR | CORE S&P MCP ETF | 11M | 187K | – |
| ISHARES TR | MSCI EAFE ETF | 2M | 23K | – |
| ISHARES TR | IBONDS DEC25 ETF | 252K | 10K | – |
| ISHARES TR | RUS 1000 ETF | 2M | 5K | – |
| ISHARES TR | RUS 1000 VAL ETF | 741K | 4K | – |
| ISHARES U S ETF TR | BLACKROCK SH DUR | 211K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 27K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 267K | 5K | – |
| JOHN HANCOCK EXCHANGE TRADED | MLTFCTR LRG CAP | 222K | 3K | – |
| JOHNSON & JOHNSON | COM | 2M | 16K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 19K | – |
| KEYCORP | COM | 218K | 15K | – |
| KINDER MORGAN INC DEL | COM | 248K | 12K | – |
| KKR & CO INC | COM | 282K | 3K | – |
| KLAVIYO INC | COM SER A | 6M | 243K | – |
| KRAFT HEINZ CO | COM | 246K | 8K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 288K | 1K | – |
| LINDE PLC | SHS | 966K | 2K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 3K | – |
| LOWES COS INC | COM | 1M | 5K | – |
| M & T BK CORP | COM | 422K | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 322K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 416K | 2K | – |
| MARVELL TECHNOLOGY INC | COM | 314K | 4K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MATIV HOLDINGS INC | COM | 6M | 340K | – |
| MCDONALDS CORP | COM | 1M | 5K | – |
| MEDTRONIC PLC | SHS | 655K | 8K | – |
| MERCK & CO INC | COM | 3M | 26K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| METTLER TOLEDO INTERNATIONAL | COM | 345K | 247 | – |
| MICRON TECHNOLOGY INC | COM | 496K | 4K | – |
| MICROSOFT CORP | COM | 19M | 43K | – |
| MONDELEZ INTL INC | CL A | 945K | 14K | – |
| MORGAN STANLEY | COM NEW | 4M | 39K | – |
| NASDAQ INC | COM | 303K | 5K | – |
| NETFLIX INC | COM | 399K | 591 | – |
| NEXTERA ENERGY INC | COM | 979K | 14K | – |
| NIKE INC | CL B | 685K | 9K | – |
| NORTHROP GRUMMAN CORP | COM | 412K | 946 | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 10K | – |
| NOVO-NORDISK A S | ADR | 946K | 7K | – |
| NUCOR CORP | COM | 330K | 2K | – |
| NUSHARES ETF TR | NUVEEN ESG INTL | 277K | 9K | – |
| NUVEEN TAXABLE MUNICPAL INM | COM | 163K | 11K | – |
| NVENT ELECTRIC PLC | SHS | 325K | 4K | – |
| NVIDIA CORPORATION | COM | 8M | 64K | – |
| ONEOK INC NEW | COM | 548K | 7K | – |
| ORACLE CORP | COM | 1M | 8K | – |
| PACER FDS TR | TRENDP US LAR CP | 470K | 9K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 668K | 26K | – |
| PALO ALTO NETWORKS INC | COM | 521K | 2K | – |
| PARKER-HANNIFIN CORP | COM | 356K | 704 | – |
| PEPSICO INC | COM | 2M | 13K | – |
| PFIZER INC | COM | 1M | 47K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 15K | – |
| PHILLIPS 66 | COM | 480K | 3K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 2M | 16K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 459K | 5K | – |
| PRICE T ROWE GROUP INC | COM | 638K | 6K | – |
| PROCTER AND GAMBLE CO | COM | 3M | 17K | – |
| QUALCOMM INC | COM | 370K | 2K | – |
| QUANTA SVCS INC | COM | 348K | 1K | – |
| REALTY INCOME CORP | COM | 266K | 5K | – |
| REPUBLIC SVCS INC | COM | 356K | 2K | – |
| RIO TINTO PLC | SPONSORED ADR | 885K | 13K | – |
| RTX CORPORATION | COM | 2M | 16K | – |
| S&P GLOBAL INC | COM | 341K | 765 | – |
| SALESFORCE INC | COM | 944K | 4K | – |
| SCHLUMBERGER LTD | COM STK | 317K | 7K | – |
| SCHWAB CHARLES CORP | COM | 563K | 8K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 201K | 4K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 491K | 8K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 740K | 19K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 230K | 4K | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 8M | 165K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 60K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 800K | 4K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 269K | 7K | – |
| SELECT SECTOR SPDR TR | ENERGY | 835K | 9K | – |
| SELECT SECTOR SPDR TR | INDL | 203K | 2K | – |
| SELECTQUOTE INC | COM | 128K | 46K | – |
| SERVICENOW INC | COM | 1M | 1K | – |
| SHOPIFY INC | CL A | 578K | 9K | – |
| SMUCKER J M CO | COM NEW | 576K | 5K | – |
| SNOWFLAKE INC | CL A | 407K | 3K | – |
| SOUTHERN CO | COM | 232K | 3K | – |
| SOUTHERN COPPER CORP | COM | 2M | 18K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR GOLD TR | GOLD SHS | 3M | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 12M | 22K | – |
| SPDR S&P 500 ETF TR | PUT | 707K | – | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 5M | 10K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 663K | 14K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 523K | 16K | – |
| SPDR SER TR | ICE PFD SEC ETF | 211K | 6K | – |
| SPDR SER TR | PORTFOLIO SHORT | 1M | 35K | – |
| SPDR SER TR | S&P BIOTECH | 329K | 4K | – |
| SPDR SER TR | PORTFOLIO SH TSR | 521K | 18K | – |
| SPDR SER TR | S&P DIVID ETF | 552K | 33K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 5M | 102K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 19M | 291K | – |
| STATE STR CORP | COM | 402K | 5K | – |
| STRYKER CORPORATION | COM | 1M | 3K | – |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 190K | 10K | – |
| SYSCO CORP | COM | 467K | 7K | – |
| T ROWE PRICE ETF INC | CAP APPRECIATION | 581K | 19K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 574K | 3K | – |
| TARGET CORP | COM | 225K | 2K | – |
| TERADYNE INC | COM | 575K | 4K | – |
| TERADYNE INC | PUT | 386K | – | – |
| TESLA INC | COM | 929K | 5K | – |
| TEXAS INSTRS INC | COM | 1M | 5K | – |
| THE TRADE DESK INC | COM CL A | 409K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
| TJX COS INC NEW | COM | 2M | 15K | – |
| TOAST INC | CL A | 258K | 10K | – |
| TOTALENERGIES SE | SPONSORED ADS | 745K | 11K | – |
| TRANE TECHNOLOGIES PLC | SHS | 433K | 1K | – |
| UBER TECHNOLOGIES INC | COM | 411K | 6K | – |
| ULTA BEAUTY INC | COM | 201K | 521 | – |
| UNILEVER PLC | SPON ADR NEW | 231K | 4K | – |
| UNION PAC CORP | COM | 668K | 3K | – |
| UNITED PARCEL SERVICE INC | CL B | 732K | 5K | – |
| UNITED RENTALS INC | COM | 211K | 326 | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VANECK MERK GOLD TR | GOLD TRUST | 698K | 31K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 8M | 106K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 1M | 13K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 257K | 3K | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 248K | 8K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 6M | 21K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 292K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 759K | 9K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 728K | 3K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 3M | 12K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 702K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 6K | – |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 16K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 1M | 3K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 3M | 49K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 25K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 3M | 31K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 5M | 96K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 2M | 87K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 2M | 21K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 15K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 2M | 27K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 5M | 110K | – |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 210K | 3K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 851K | 7K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 426K | 4K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 26K | – |
| VERTEX PHARMACEUTICALS INC | COM | 1M | 729K | – |
| VISA INC | COM CL A | 3M | 11K | – |
| VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 17K | 17K | – |
| WALMART INC | COM | 468K | 7K | – |
| WASTE MGMT INC DEL | COM | 912K | 4K | – |
| WATSCO INC | COM | 846K | 2K | – |
| WAYFAIR INC | CL A | 9M | 163K | – |
| WELLS FARGO CO NEW | COM | 305K | 5K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 270K | 10K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 320K | 1K | – |
| WIPRO LTD | SPON ADR 1 SH | 64K | 10K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 291K | 4K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 811K | 26K | – |
| ZOETIS INC | CL A | 834K | 5K | – |