APS INVESTMENT MANAGEMENT GROUP
APS ADVISORS Legal Name
Adviser information for APS INVESTMENT MANAGEMENT GROUP last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 784 | $153.1M |
| Non-Discretionary | 0 | $0 |
| Total | 784 | $153.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 480 | $74.0M |
| HNW Individuals | 59 | $79.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 153.1M |
| Portfolio Manager | 153.1M |
| Both for Same | 153.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| APS ASSOCIATES WRAP FEE PROGRAM | APS ASSOCIATES |
Identifiers
| SEC RIA File Number | 801-118386 |
|---|---|
| SEC ERA File Number | 801-118386 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153504 |
| Legal Entity Identifier | None |
Principal Office
240 NORTH MAIN STREETJACKSON
CA
United States
Monday - Friday, 8AM - 4PM
Tel: (209) 223-0460, Fax: None
Websites
Chief Compliance Officer
KEVIN KRAFT
PRESIDENT, OWNER
240 NORTH MAIN STREET
JACKSON
CA
United States
Tel:
(209) 223-0460
K*****@**************M
(Full email address available in API data)
Regulatory Contact
SHANNON GLAVENICH
OFFICE MANAGER
240 NORTH MAIN STREET
JACKSON
CA
United States
Tel:
(209) 223-0460
S*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRAFT, KEVIN, ZACHARY | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 04/2010 | > 75% |