LIVELSBERGER FINANCIAL ADVISORY
LIVELSBERGER, LYNN LOUIS Legal Name
Adviser information for LIVELSBERGER FINANCIAL ADVISORY last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,225 | $141.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,225 | $141.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 525 | $113.2M |
| HNW Individuals | 10 | $21.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $4.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $2.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesCommissions |
| Other Business Activities | Insurance broker or agent |
Principal Office
122 WEST WASHINGTON STREETSUITE D
ASHLAND
OH
United States
Monday - Friday, 9:00AM TO 4:00PM
Tel: 419-289-7165, Fax: 419-281-2108
Websites
Chief Compliance Officer
LYNN LIVELSBERGER
PRESIDENT
122 WEST WASHINGTON STREET
SUITE D
ASHLAND
OH
United States
Tel:
419-289-7165
Fax:
419-281-2108
I***@************************M
(Full email address available in API data)
Regulatory Contact
TAMMY BUNN
ADMINISTRATIVE ASSISTANT
122 WEST WASHINGTON STREET
SUITE D
ASHLAND
OH
United States
Tel:
419-289-7165
Fax:
419-281-2108
I***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIVELSBERGER, LYNN, LOUIS | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER | 01/1990 | > 75% |