THE YANKER GROUP
THE YANKER GROUP, INC. Legal Name
Adviser information for THE YANKER GROUP last updated from Form ADV on March 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 799 | $218.6M |
| Non-Discretionary | 0 | $0 |
| Total | 799 | $218.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 307 | $61.5M |
| HNW Individuals | 66 | $153.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 18.0M |
| Both for Same | 158.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE YANKER GROUP WRAP FEE PROGRAM | THE YANKER GROUP |
Identifiers
| SEC RIA File Number | 801-118402 |
|---|---|
| SEC ERA File Number | 801-118402 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281364 |
| Legal Entity Identifier | None |
Principal Office
13611 BARRETT OFFICE DR., STE. 100MANCHESTER
MO
United States
Monday - Friday, 8-5 (MON -THURS), 8-4 (FRI)
Tel: (314) 962-5600, Fax: (314) 962-5609
Websites
Chief Compliance Officer
SCOTT W. YANKER
PRESIDENT
13611 BARRETT OFFICE DR.
SUITE 100
MANCHESTER
MO
United States
Tel:
(314) 962-5600
Fax:
(314) 962-5609
S***********@******M
(Full email address available in API data)
Regulatory Contact
CAROL YANKER
DIRECTOR OF OPERATIONS
13611 BARRETT OFFICE DR.
SUITE 100
MANCHESTER
MO
United States
Tel:
(314) 962-5600
Fax:
(314) 962-5609
C***********@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YANKER, SCOTT, WILLIAM | Individual | – | PRESIDENT | 08/2015 | > 75% |
| YANKER, CAROL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2015 | < 5% |