Hedge Fund Database

ARCHVEST WEALTH ADVISORS, INC.

Adviser information for ARCHVEST WEALTH ADVISORS, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 291 $275.1M
Non-Discretionary 2 $6.4M
Total 293 $281.5M

Clients

Type Number RAUM
Individuals 131 $39.4M
HNW Individuals 158 $214.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $1.5M
Pension and profit sharing plans 19 $19.6M
Charitable organizations <5 $5.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 12
No. of Non-U.S. Clients 3
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting services
Compensation % of AUMHourly chargesFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-118414
SEC ERA File Number 801-118414
SEC CIK Numbers 1910174
SEC CRD Numbers 172087
Legal Entity Identifier None

Principal Office

1390 WILLOW PASS RD.
#930
CONCORD
CA
United States
Monday - Friday, 9:30 TO 4:30
Tel: 925-215-5600, Fax: 925-272-0215

Websites

www.linkedin.com/company/archvest-wealth-advisors/ twitter.com/archvestwa www.archvest.com eastbayadvisorsnetwork.com www.facebook.com/archvest-wealth-advisors-1421701161458192/

Chief Compliance Officer

ERIC LAI
CEO
1390 WILLOW PASS RD.
#930
CONCORD
CA
United States
Tel: 925-215-5600
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARCHVEST PRIVATE FUND I, LP Private Equity Fund $1.5M $0.0M 30

Control Persons

Name Type Entity Title Since Ownership
LAI, ERIC, TINGWOEI Individual – CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER 08/2014 25-50%
WENZEL, JOHN, ROBERT Individual – CHIEF FINANCIAL OFFICER 08/2014 25-50%
Shibuya, Jill, Elizabeth Individual – FINANCIAL ADVISOR 07/2020 < 5%

No. Employees, Historic

10502020202120222023202420256 on 3/11/20206 on 6/15/20206 on 6/16/20206 on 3/18/20216 on 3/18/20217 on 3/1/20227 on 3/23/20227 on 3/23/20237 on 3/24/20237 on 6/29/20237 on 6/29/20237 on 7/6/20237 on 8/23/20237 on 3/19/2024

RAUM, Historic

300M150M0202020212022202320242025104400000 on 3/11/2020104400000 on 6/15/2020104400000 on 6/16/2020128350000 on 3/18/2021128350000 on 3/18/2021250000000 on 3/1/2022250000000 on 3/23/2022238500000 on 3/23/2023238500000 on 3/24/2023238500000 on 6/29/2023238500000 on 6/29/2023238500000 on 7/6/2023238500000 on 8/23/2023281500000 on 3/19/2024

No. Clients, Historic

4002000202020212022202320242025197 on 3/11/2020197 on 6/15/2020197 on 6/16/2020219 on 3/18/2021219 on 3/18/2021308 on 3/1/2022308 on 3/23/2022306 on 3/23/2023306 on 3/24/2023306 on 6/29/2023306 on 6/29/2023306 on 7/6/2023306 on 8/23/2023309 on 3/19/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIRBNB INC COM CL A 274K 2K –
AMAZON INC COM 1M 7K –
APPLE INC COM 6M 26K –
CHEVRON CORP NEW COM COM 378K 2K –
GENERAL ELECTRIC CO COM NEW 213K 1K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 11M 98K –
GOLDMAN SACHS ETF TR ACCES TREASURY 1M 11K –
HOME DEPOT INC COM 308K 917 –
INTERNATIONAL BUSINESS MACHS COM 326K 2K –
ISHARES TR TIPS BD ETF 1M 12K –
ISHARES TR CORE S&P 500 ETF 4M 8K –
ISHARES TR CORE US AGGBD ET 33M 346K –
ISHARES TR MSCI EAFE ETF 1M 15K –
ISHARES TR CORE S&P MCP ETF 805K 14K –
ISHARES TR RUS 2000 VAL ETF 1M 8K –
ISHARES TR RUS 2000 GRW ETF 640K 2K –
ISHARES TR RUSSELL 2000 ETF 3M 16K –
ISHARES TR CORE S&P SCP ETF 413K 4K –
ISHARES TR SHRT NAT MUN ETF 337K 3K –
ISHARES TR ISHS 5-10YR INVT 1M 29K –
ISHARES TR AGGRES ALLOC ETF 4M 53K –
ISHARES TR MODERT ALLOC ETF 255K 6K –
ISHARES TR CONSER ALLOC ETF 4M 103K –
ELI LILLY & CO COM 2M 2K –
MARSH & MCLENNAN COS INC 609K 3K –
MICROSOFT CORP COM 2M 4K –
SCHWAB STRATEGIC TR SCHWB FDT INTL LG 1M 29K –
SCHWAB STRATEGIC TR SCHWAB FDT US LG 632K 9K –
SCHWAB STRATEGIC TR US TIPS ETF 1M 24K –
VANGUARD INDEX FDS VALUE ETF 375K 2K –
VANGUARD BD INDEX FDS SHORT TRM BND 3M 44K –
VANGUARD BD INDEX FDS TOTAL BD MRKT 1M 14K –
VANGUARD TAX-MANATGED INTL FD FTSE DEV MKT ETF 5M 109K –
VANGUARD WHITEHALL FDS EM MC GOV BD ETF 4M 68K –
VANGUARD MALVERN FDS STRM INFOPRO IDX 5M 113K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 24M 403K –
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 617K 14K –
VANGUARD MUN BD FDS TAX EXEMPT BD 222K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 307K 613 –
VANGUARD INDEX FDS REAL ESTATE ETF 6M 71K –
VANGUARD INDEX FDS LARGE CAP ETF 351K 1K –
VANGUARD INDEX FDS GROWTH ETF 273K 726 –
VANGUARD INDEX FDS VALUE ETF 2M 9K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
INVESCO QQQ TR UNIT SER 1 762K 2K –
ALPHABET INC CAP STK CL C 567K 3K –
ALPHABET INC CAP STK CL A 1M 6K –
COSTCO WHSL CORP NEW COM 347K 410 –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 618K 17K –
EXXON MOBIL CORP COM 210K 2K –
META PLATFORMS INC CL A 767K 2K –
FLEXSHARES TR IBOXX 5YR TRGT 239K 10K –
FUELCELL ENERGY INC COM 10K 17K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 232K 1K –
ISHARES TR 0-5 YR TIPS ETF 994K 10K –
ISHARES TR MSCI USA VALUE 442K 4K –
ISHARES TR MSCI USA MMENTM 2M 8K –
NVIDIA CORPORATION COM 799K 6K –
PIMCO ETF TR 1-5 US TIP IDX 4M 69K –
SALESFORCE INC COM 214K 836 –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 18K –