Hedge Fund Database

ROBBINS FARLEY LLC

Adviser information for ROBBINS FARLEY LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Hampshire, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 628 $186.4M
Non-Discretionary 1 $253
Total 629 $186.4M

Clients

Type Number RAUM
Individuals 172 $46.6M
HNW Individuals 64 $136.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.9M
Charitable organizations <5 $99,917
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-118427
SEC ERA File Number 801-118427
SEC CIK Numbers 1847820
SEC CRD Numbers 286581
Legal Entity Identifier None

Principal Office

6 BEDFORD FARMS DRIVE
SUITE 112
BEDFORD
NH
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 603-703-0255, Fax: 603-703-0259

Websites

www.facebook.com/robbinsfarley www.robbinsfarley.com/ www.linkedin.com/in/davidblanzillo/ www.linkedin.com/in/colleenfarley/ www.linkedin.com/in/bob-robbins-clu-r-cfp-r-chfc-r-96a3672/ www.linkedin.com/company/11110203

Chief Compliance Officer

COLLEEN FARLEY
MANAGING PRINCIPAL
6 BEDFORD FARMS DRIVE
SUITE 112
BEDFORD
NH
United States
Tel: 603-703-0255
(Full email address available in API data)

Industry Affiliates

ROBBINS FARLEY INSURANCE LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FARLEY, COLLEEN, ELEANOR Individual – CHIEF COMPLIANCE OFFICER 04/2017 < 5%
ROBERT ROBBINS REVOCABLE TRUST Domestic Entity – MEMBER 12/2019 50-75%
FARLEY, COLLEEN, ELEANOR Individual COLLEEN E FARLEY REVOCABLE TRUST TRUSTEE 07/2021
ROBBINS, ROBERT Individual ROBERT ROBBINS REVOCABLE TRUST TRUSTEE 08/1994
COLLEEN E FARLEY REVOCABLE TRUST Domestic Entity – MEMBER 11/2021 50-75%

No. Employees, Historic

10502020202120222023202420256 on 3/12/20206 on 3/17/20206 on 5/28/20206 on 6/8/20206 on 3/6/20216 on 3/7/20215 on 3/31/20225 on 4/1/20225 on 4/22/20225 on 7/20/20225 on 8/17/20225 on 9/30/20225 on 11/4/20225 on 3/20/20235 on 3/22/20235 on 10/11/20236 on 3/26/20246 on 3/27/2024

RAUM, Historic

200M100M0202020212022202320242025114941671 on 3/12/2020114941671 on 3/17/2020114941671 on 5/28/2020114941671 on 6/8/2020140730430 on 3/6/2021140730430 on 3/7/2021196063476 on 3/31/2022196063476 on 4/1/2022196063476 on 4/22/2022196063476 on 7/20/2022196063476 on 8/17/2022196063476 on 9/30/2022196063476 on 11/4/2022136613715 on 3/20/2023136613715 on 3/22/2023136613715 on 10/11/2023186365915 on 3/26/2024186365915 on 3/27/2024

No. Clients, Historic

4002000202020212022202320242025181 on 3/12/2020181 on 3/17/2020181 on 5/28/2020181 on 6/8/2020195 on 3/6/2021195 on 3/7/2021208 on 3/31/2022208 on 4/1/2022208 on 4/22/2022208 on 7/20/2022208 on 8/17/2022208 on 9/30/2022208 on 11/4/2022311 on 3/20/2023311 on 3/22/2023311 on 10/11/2023236 on 3/26/2024236 on 3/27/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 50K 165 –
ADOBE INC COM 2M 4K –
AFLAC INC COM 36K 400 –
AKAMAI TECHNOLOGIES INC COM 271 3 –
ALLEGRO MICROSYSTEMS INC COM 3M 109K –
ALLIANCEBERNSTEIN GLOBAL HIG COM 10K 1K –
ALPHABET INC CAP STK CL A 3M 18K –
ALPHABET INC CAP STK CL C 18K 100 –
AMAZON COM INC COM 5M 24K –
APPLE INC COM 5M 25K –
ARISTA NETWORKS INC COM 3M 7K –
AT&T INC COM 3K 177 –
AUTODESK INC COM 126K 508 –
AUTOZONE INC COM 36K 12 –
AVALONBAY CMNTYS INC COM 1K 5 –
AVNET INC COM 2K 38 –
BAIDU INC SPON ADR REP A 346 4 –
BANK AMERICA CORP COM 16K 400 –
BITFARMS LTD COM 257 100 –
BLACKBERRY LTD COM 62 25 –
BLACKROCK CORPOR HI YLD FD I COM 812K 84K –
BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 73K 6K –
BLOCK INC CL A 1K 22 –
BOSTON SCIENTIFIC CORP COM 1K 15 –
BRISTOL-MYERS SQUIBB CO COM 37K 890 –
BROADCOM INC COM 6M 4K –
CARNIVAL CORP UNIT 99/99/9999 2K 100 –
CASEYS GEN STORES INC COM 4M 11K –
CATERPILLAR INC COM 5M 15K –
CAVA GROUP INC COM 1M 12K –
CELSIUS HLDGS INC COM NEW 568K 10K –
CENTENE CORP DEL COM 730 11 –
CHEVRON CORP NEW COM 16K 100 –
CISCO SYS INC COM 1M 26K –
CITIZENS FINL GROUP INC COM 5K 125 –
COCA COLA CO COM 826K 13K –
COLGATE PALMOLIVE CO COM 94K 970 –
CONSTELLATION BRANDS INC CL A 3M 13K –
CORNING INC COM 8K 200 –
CRISPR THERAPEUTICS AG NAMEN AKT 163 3 –
CROWDSTRIKE HLDGS INC CL A 928K 2K –
CVS HEALTH CORP COM 164K 3K –
DEERE & CO COM 15K 40 –
DELL TECHNOLOGIES INC CL C 2M 15K –
DIGITAL RLTY TR INC COM 2M 11K –
DISNEY WALT CO COM 3M 31K –
DOMINOS PIZZA INC COM 4M 7K –
DOW INC COM 2M 34K –
DRAFTKINGS INC NEW COM CL A 2M 49K –
E L F BEAUTY INC COM 5M 24K –
EATON CORP PLC SHS 3M 10K –
ECOLAB INC COM 38K 161 –
EDWARDS LIFESCIENCES CORP COM 2M 20K –
ENTEGRIS INC COM 7K 49 –
ESSENTIAL UTILS INC COM 14K 375 –
EVERSOURCE ENERGY COM 7K 125 –
EXACT SCIENCES CORP COM 465 11 –
EXCHANGE TRADED CONCEPTS TRU BITWISE CRYPTO 135 10 –
EXXON MOBIL CORP COM 232K 2K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 1K 27 –
FIFTH THIRD BANCORP COM 4K 118 –
FISERV INC COM 4M 29K –
FORD MTR CO DEL COM 251 20 –
GALLAGHER ARTHUR J & CO COM 3M 13K –
GAMESTOP CORP NEW CL A 4K 156 –
GARTNER INC COM 16K 35 –
GE AEROSPACE COM NEW 9K 59 –
GENERAL MLS INC COM 317 5 –
GENERAL MTRS CO COM 3K 55 –
GLOBAL X FDS CYBRSCURTY ETF 60 2 –
GOLDMAN SACHS GROUP INC COM 3K 7 –
HASBRO INC COM 293 5 –
HCA HEALTHCARE INC COM 2M 5K –
HERSHEY CO COM 2K 9 –
HOME DEPOT INC COM 5M 15K –
HUMANA INC COM 1K 3 –
INTERNATIONAL BUSINESS MACHS COM 51K 296 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3K 15 –
INVESCO EXCH TRADED FD TR II PFD ETF 73K 6K –
INVESCO EXCHANGE TRADED FD T BIOTECHNOLOGY 19K 288 –
INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 216K 5K –
INVESCO QQQ TR UNIT SER 1 8M 17K –
ISHARES TR 20 YR TR BD ETF 2M 17K –
ISHARES TR CORE S&P TTL STK 69K 581 –
ISHARES TR ESG AWR MSCI USA 2K 16 –
ISHARES TR IBDS DEC28 ETF 40K 2K –
ISHARES TR IBONDS 24 TRM TS 32K 1K –
ISHARES TR IBONDS 25 TRM TS 32K 1K –
ISHARES TR IBONDS 26 TRM TS 32K 1K –
ISHARES TR IBONDS 27 ETF 4M 173K –
ISHARES TR IBONDS 27 TRM TS 32K 1K –
ISHARES TR IBONDS 28 TRM TS 40K 2K –
ISHARES TR IBONDS DEC2026 27K 1K –
ISHARES TR ISHARES BIOTECH 4M 27K –
ISHARES TR PFD AND INCM SEC 14K 436 –
ISHARES TR SELECT DIVID ETF 9K 75 –
JOHN HANCOCK EXCHANGE TRADED PREFERRED INCOME 2M 109K –
JOHNSON & JOHNSON COM 22K 150 –
JPMORGAN CHASE & CO. COM 67K 329 –
KELLANOVA COM 289 5 –
KRAFT HEINZ CO COM 2K 48 –
L3HARRIS TECHNOLOGIES INC COM 22K 100 –
LOCKHEED MARTIN CORP COM 3M 6K –
LOWES COS INC COM 3K 14 –
LULULEMON ATHLETICA INC COM 2K 7 –
MARRIOTT INTL INC NEW CL A 9K 38 –
MARTIN MARIETTA MATLS INC COM 5M 9K –
MASTERCARD INCORPORATED CL A 16K 36 –
MATTEL INC COM 163 10 –
MCDONALDS CORP COM 1M 6K –
META PLATFORMS INC CL A 4M 8K –
METLIFE INC COM 5K 70 –
MICRON TECHNOLOGY INC COM 40K 305 –
MICROSOFT CORP COM 5M 12K –
MIND MEDICINE MINDMED INC COM NEW 202 28 –
NETAPP INC COM 44K 343 –
NETFLIX INC COM 3M 5K –
NEWELL BRANDS INC COM 65 10 –
NEXTERA ENERGY INC COM 3M 39K –
NIKE INC CL B 377 5 –
NVIDIA CORPORATION COM 8M 62K –
PALO ALTO NETWORKS INC COM 2M 6K –
PARAMOUNT GLOBAL CLASS B COM 42 4 –
PEPSICO INC COM 5K 33 –
PFIZER INC COM 28K 1K –
PRESTIGE CONSMR HEALTHCARE I COM 2M 31K –
PROCTER AND GAMBLE CO COM 825 5 –
QUALCOMM INC COM 923K 5K –
RALPH LAUREN CORP CL A 2K 11 –
RIVIAN AUTOMOTIVE INC COM CL A 68 5 –
ROBLOX CORP CL A 745 20 –
ROYALTY PHARMA PLC SHS CLASS A 528 20 –
SCHWAB CHARLES CORP COM 8K 108 –
SCHWAB STRATEGIC TR INTL EQTY ETF 6M 155K –
SCHWAB STRATEGIC TR US BRD MKT ETF 15K 246 –
SCHWAB STRATEGIC TR US DIVIDEND EQ 8M 103K –
SCHWAB STRATEGIC TR US LCAP VA ETF 139K 2K –
SCHWAB STRATEGIC TR US LRG CAP ETF 245K 4K –
SCHWAB STRATEGIC TR US MID-CAP ETF 206K 3K –
SCHWAB STRATEGIC TR US SML CAP ETF 45K 938 –
SHERWIN WILLIAMS CO COM 3M 10K –
SNAP ON INC COM 2M 6K –
SOUTHERN CO COM 3M 35K –
SPDR S&P 500 ETF TR TR UNIT 448K 823 –
SPDR SER TR BBG CONV SEC ETF 45K 631 –
STARBUCKS CORP COM 3M 42K –
STATE STR CORP COM 866K 12K –
TANGER INC COM 11K 400 –
TESLA INC COM 127K 643 –
THOMSON REUTERS CORP. COM 843 5 –
TJX COS INC NEW COM 5M 49K –
UBER TECHNOLOGIES INC COM 3M 39K –
ULTA BEAUTY INC COM 3M 8K –
UNILEVER PLC SPON ADR NEW 550 10 –
UNITEDHEALTH GROUP INC COM 21K 42 –
VANGUARD INDEX FDS MID CAP ETF 969 4 –
VANGUARD INDEX FDS S&P 500 ETF SHS 6K 12 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2K 42 –
VANGUARD WORLD FD UTILITIES ETF 39K 262 –
VISA INC COM CL A 4M 15K –
WALMART INC COM 4M 52K –
WARNER BROS DISCOVERY INC COM SER A 15 2 –
WESCO INTL INC COM 4K 25 –
WEX INC COM 1K 7 –
WK KELLOGG CO COM SHS 17 1 –
WORKDAY INC CL A 1K 5 –
WP CAREY INC COM 19K 345 –