STONEPOINT CAPITAL, LLC
Adviser information for STONEPOINT CAPITAL, LLC last updated from Form ADV on June 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $154.9M |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $154.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $369,636 |
| HNW Individuals | 18 | $69.1M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 1 | $77.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $7.7M |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)BUSINESS/TAX CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118434 |
|---|---|
| SEC ERA File Number | 801-118434 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174838 |
| Legal Entity Identifier | None |
Principal Office
4015 HILLSBORO PIKESUITE 211
NASHVILLE
TN
United States
Monday - Friday, 8-5
Tel: 615-807-0678, Fax: None
Websites
Chief Compliance Officer
TIMOTHY WOLTERS
OWNER
4015 HILLSBORO PIKE
SUITE 211
NASHVILLE
TN
United States
Tel:
615-981-5380
T*********@****************M
(Full email address available in API data)
Regulatory Contact
JASON MOORE
CONSULTANT
S WHITESTATION
1220
MEMPHIS
TN
United States
Tel:
17045177705
J*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STONEPOINT DEVELOPMENT PARTNERS FUND I, LLC | Real Estate Fund | $7.7M | $0.3M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOLTERS, TIMOTHY, JAMES | Individual | – | MANAGING MEMBER/CCO | 01/2015 | > 75% |