Hedge Fund Database

FCG INVESTMENT COMPANY

Adviser information for FCG INVESTMENT COMPANY last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Partnership
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 333 $167.8M
Non-Discretionary 71 $251.4M
Total 404 $419.3M

Clients

Type Number RAUM
Individuals 132 $33.4M
HNW Individuals 33 $95.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 46 $282.7M
Charitable organizations <5 $7.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUM

Identifiers

SEC RIA File Number 801-118437
SEC ERA File Number 801-118437
SEC CIK Numbers 2011697
SEC CRD Numbers 308192
Legal Entity Identifier None

Principal Office

9040 GARDEN ARBOR DR
STE 206
GERMANTOWN
TN
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 901-309-2681, Fax: 901-620-6004

Websites

fcgtn.com

Chief Compliance Officer

DENNIS R PLYLER
MANAGING PARTNER & CHIEF COMPLIANCE OFFICER
9040 GARDEN ARBOR DR
GERMANTOWN
TN
United States
Tel: 901-309-2681
Fax: 901-309-2686
(Full email address available in API data)

Regulatory Contact

LLOYD V CRAWFORD
MANAGING PARTNER
9040 GARDEN ARBOR DR
GERMANTOWN
TN
United States
Tel: 901-309-2681
Fax: 901-309-2686
(Full email address available in API data)

Industry Affiliates

FINANCIAL CONSULTING GROUP Lawyer or law firmInsurance company or agencyPension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PLYLER, DENNIS, RAY Individual – MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 03/2020 25-50%
CRAWFORD, LLOYD, VERNON Individual – PARTNER 03/2020 25-50%
THOMPSON, MICHAEL, DAVID Individual – PARTNER 03/2020 10-25%

No. Employees, Historic

201002020202120222023202420257 on 3/13/20207 on 3/18/20207 on 5/7/20207 on 6/10/20207 on 7/2/20207 on 7/13/20207 on 9/2/20208 on 10/26/20209 on 11/13/20209 on 11/19/20209 on 11/30/20209 on 12/11/20209 on 12/22/20209 on 1/28/20219 on 2/5/20219 on 4/12/20219 on 10/11/20219 on 10/11/20219 on 10/13/20219 on 2/1/20229 on 2/2/20229 on 2/22/202210 on 3/28/202211 on 2/3/202311 on 2/27/202310 on 4/13/20239 on 5/1/20239 on 5/23/20239 on 7/26/20239 on 12/7/20239 on 1/24/20249 on 1/25/20249 on 2/15/2024

RAUM, Historic

500M250M02020202120222023202420250 on 3/13/20200 on 3/18/20200 on 5/7/20200 on 6/10/2020301333985 on 7/2/2020301333985 on 7/13/2020301333985 on 9/2/2020301333985 on 10/26/2020301333985 on 11/13/2020301333985 on 11/19/2020301333985 on 11/30/2020301333985 on 12/11/2020301333985 on 12/22/2020353293981 on 1/28/2021353293981 on 2/5/2021353293981 on 4/12/2021353293981 on 10/11/2021353293981 on 10/11/2021353293981 on 10/13/2021462531848 on 2/1/2022462531848 on 2/2/2022462531848 on 2/22/2022462531848 on 3/28/2022462531848 on 2/3/2023442027199 on 2/27/2023442027199 on 4/13/2023442027199 on 5/1/2023442027199 on 5/23/2023442027199 on 7/26/2023442027199 on 12/7/2023442027199 on 1/24/2024442027199 on 1/25/2024419250175 on 2/15/2024

No. Clients, Historic

30015002020202120222023202420250 on 3/13/20200 on 3/18/20200 on 5/7/20200 on 6/10/2020136 on 7/2/2020136 on 7/13/2020136 on 9/2/2020136 on 10/26/2020136 on 11/13/2020136 on 11/19/2020136 on 11/30/2020136 on 12/11/2020136 on 12/22/2020149 on 1/28/2021149 on 2/5/2021149 on 4/12/2021149 on 10/11/2021149 on 10/11/2021149 on 10/13/2021242 on 2/1/2022242 on 2/2/2022242 on 2/22/2022242 on 3/28/2022242 on 2/3/2023198 on 2/27/2023198 on 4/13/2023198 on 5/1/2023198 on 5/23/2023198 on 7/26/2023198 on 12/7/2023198 on 1/24/2024198 on 1/25/2024213 on 2/15/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 1M 7K –
ACM RESH INC COM CL A 1M 44K –
ADOBE INC COM 849K 2K –
ALPHA METALLURGICAL RESOUR I COM 372K 1K –
ALPHABET INC CAP STK CL A 6M 33K –
AMAZON COM INC COM 5M 26K –
AMGEN INC COM 1M 4K –
ANALOG DEVICES INC COM 411K 2K –
APPLE INC COM 10M 49K –
ARISTA NETWORKS INC COM 445K 1K –
AUTOZONE INC COM 400K 135 –
AVANGRID INC COM 750K 21K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 6K –
BROADCOM INC COM 4M 3K –
BUNGE GLOBAL SA COM SHS 466K 4K –
CATERPILLAR INC COM 1M 3K –
CHEVRON CORP NEW COM 982K 6K –
CISCO SYS INC COM 494K 10K –
CITIGROUP INC COM NEW 563K 9K –
COCA-COLA EUROPACIFIC PARTNE SHS 1M 16K –
COMCAST CORP NEW CL A 281K 7K –
COMMERCIAL METALS CO COM 554K 10K –
CONOCOPHILLIPS COM 256K 2K –
CONSTELLATION ENERGY CORP COM 572K 3K –
COSTCO WHSL CORP NEW COM 2M 3K –
COTERRA ENERGY INC COM 613K 23K –
DELL TECHNOLOGIES INC CL C 1M 10K –
EAGLE MATLS INC COM 537K 2K –
ELI LILLY & CO COM 2M 3K –
EMERSON ELEC CO COM 870K 8K –
ENCORE WIRE CORP COM 383K 1K –
ENTERGY CORP NEW COM 1M 10K –
EXXON MOBIL CORP COM 3M 30K –
FIRST BANCORP P R COM NEW 551K 30K –
FREEPORT-MCMORAN INC CL B 300K 6K –
GE AEROSPACE COM NEW 1M 9K –
GILEAD SCIENCES INC COM 554K 8K –
GOLDMAN SACHS GROUP INC COM 683K 2K –
GULFPORT ENERGY CORP COMMON SHARES 363K 2K –
HARTFORD FINL SVCS GROUP INC COM 885K 9K –
HOME DEPOT INC COM 1M 3K –
INTERNATIONAL BUSINESS MACHS COM 439K 3K –
INTERNATIONAL PAPER CO COM 386K 9K –
INTUIT COM 808K 1K –
IRON MTN INC DEL COM 792K 9K –
ISHARES TR RUS 1000 GRW ETF 567K 2K –
ISHARES TR RUS 1000 VAL ETF 301K 2K –
ISHARES TR RUS 2000 GRW ETF 286K 1K –
ISHARES TR RUS 2000 VAL ETF 248K 2K –
JOHNSON & JOHNSON COM 660K 5K –
JPMORGAN CHASE & CO. COM 4M 21K –
KROGER CO COM 737K 15K –
LAM RESEARCH CORP COM 1M 942 –
LENNAR CORP CL A 304K 2K –
LOCKHEED MARTIN CORP COM 2M 4K –
MASTERCARD INCORPORATED CL A 2M 6K –
MERCK & CO INC COM 1M 11K –
META PLATFORMS INC CL A 3M 7K –
MICROCHIP TECHNOLOGY INC. COM 2M 18K –
MICROSOFT CORP COM 11M 26K –
MORGAN STANLEY COM NEW 208K 2K –
NETFLIX INC COM 2M 2K –
NRG ENERGY INC COM NEW 896K 12K –
NVIDIA CORPORATION COM 7M 54K –
OWENS CORNING NEW COM 881K 5K –
PACCAR INC COM 766K 7K –
PEPSICO INC COM 258K 2K –
PFIZER INC COM 414K 15K –
PHILLIPS 66 COM 1M 9K –
PROCTER AND GAMBLE CO COM 1M 7K –
PULTE GROUP INC COM 603K 5K –
REGENERON PHARMACEUTICALS COM 854K 813 –
RIO TINTO PLC SPONSORED ADR 1M 20K –
RTX CORPORATION COM 1M 11K –
SNAP ON INC COM 1M 5K –
SOUTHERN CO COM 934K 12K –
SPDR SER TR PRTFLO S&P500 GW 2M 30K –
SPDR SER TR PRTFLO S&P500 VL 1M 26K –
SPDR S&P 500 ETF TR TR UNIT 389K 714 –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 495K 925 –
STELLANTIS N.V SHS 1M 68K –
STRYKER CORPORATION COM 1M 3K –
SUPER MICRO COMPUTER INC COM 3M 4K –
TEREX CORP NEW COM 358K 7K –
TESLA INC COM 824K 4K –
TEXAS ROADHOUSE INC COM 994K 6K –
THE CIGNA GROUP COM 1M 4K –
TRACTOR SUPPLY CO COM 272K 1K –
UNITEDHEALTH GROUP INC COM 2M 3K –
VERIZON COMMUNICATIONS INC COM 732K 18K –
VERTEX PHARMACEUTICALS INC COM 1M 3K –
VISA INC COM CL A 439K 2K –
WALMART INC COM 1M 18K –