LESLIE MARIE GIORDANO
Adviser information for LESLIE MARIE GIORDANO last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 327 | $55.3M |
| Non-Discretionary | 0 | $0 |
| Total | 327 | $55.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 316 | $34.8M |
| HNW Individuals | 8 | $10.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118442 |
|---|---|
| SEC ERA File Number | 801-118442 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126274 |
| Legal Entity Identifier | None |
Principal Office
114 OLD COUNTRY RDSTE. 520
MINEOLA
NY
United States
Monday - Friday, 8:30AM - 5:30 PM
Tel: 516-747-5210, Fax: 516-747-5914
Chief Compliance Officer
LESLIE MARIE GIORDANO
MANAGING MEMBER
114 OLD COUNTRY RD.
STE. 520
MINEOLA
NY
United States
Tel:
(516) 747-5210
Fax:
(516) 747-5914
L*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIORDANO, LESLIE, MARIE | Individual | – | INVESTMENT ADVISOR REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 01/2000 | > 75% |