CARDEA CAPITAL ADVISORS, LLC
Adviser information for CARDEA CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 183 | $83.8M |
| Non-Discretionary | 0 | $0 |
| Total | 183 | $83.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $38.7M |
| HNW Individuals | 23 | $45.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 183 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118445 |
|---|---|
| SEC ERA File Number | 801-118445 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307600 |
| Legal Entity Identifier | None |
Principal Office
3350 RIVERWOOD PARKWAYSUITE 2215
ATLANTA
GA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 770-977-7779, Fax: 770-234-5754
Chief Compliance Officer
KENDALL BORCHARDT
3350 RIVERWOOD PARKWAY
SUITE 2215
ATLANTA
GA
United States
Tel:
770-977-7779
K****************@************M
(Full email address available in API data)
Industry Affiliates
| CARDEA CAPITAL GROUP, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BORCHARDT, KENDALL, SAVAGE | Individual | – | PRESIDENT AND CCO | 02/2021 | < 5% |
| Raez, Alfredo | Individual | – | CHIEF FINANCIAL OFFICER | 11/2020 | < 5% |
| FUNDERS CLOUD LLC | Domestic Entity | – | SHAREHOLDER | 12/2020 | 10-25% |
| CARDEA HOLDINGS USA LLC | Domestic Entity | – | SHAREHOLDER | 10/2021 | > 75% |
| CARDEA CORPORATE HOLDINGS, INC. | Domestic Entity | CARDEA HOLDINGS USA LLC | SHAREHOLDER | 10/2021 | > 75% |
| WARING, JORDAN, WHITNEY | Individual | CARDEA CORPORATE HOLDINGS, INC. | SHAREHOLDER | 04/2021 | 50-75% |