PICEA CAPITAL LLC

Adviser information for PICEA CAPITAL LLC last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 13 $158.0M
Non-Discretionary 0 $0
Total 13 $158.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 12 $158.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-118458
SEC ERA File Number 801-118458
SEC CIK Numbers None
SEC CRD Numbers 307775
Legal Entity Identifier None

Principal Office

333 SE 2ND AVE
SUITE 2000
MIAMI
FL
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 734 255 7115, Fax: N/A

Chief Compliance Officer

RODOLFO A GARCIA-ESQUER
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
333 SE 2ND AVE
SUITE 2000
MIAMI
FL
United States
Tel: 212-918-4800
Fax: N/A
(Full email address available in API data)

Regulatory Contact

JAVIER MIJARES-MARGAIN
MANAGING MEMBER
333 SE 2ND AVE
SUITE 2000
MIAMI
FL
United States
Tel: 212-918-4800
Fax: N/A
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Garcia-Esquer, Rodolfo, Antonio Individual MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 02/2020 50-75%
MIJARES MARGAIN, JAVIER Individual MANAGING MEMBER 01/2020 50-75%

No. Employees, Historic

10502020202120222023202420252 on 3/17/20202 on 4/16/20202 on 5/8/20202 on 6/23/20202 on 2/16/20212 on 8/26/20212 on 9/28/20212 on 10/22/20212 on 10/29/20212 on 10/29/20212 on 11/4/20212 on 11/5/20212 on 1/25/20222 on 5/31/20222 on 2/6/20232 on 10/4/20232 on 2/23/2024

RAUM, Historic

200M100M02020202120222023202420250 on 3/17/20200 on 4/16/20200 on 5/8/20200 on 6/23/20200 on 2/16/20210 on 8/26/20210 on 9/28/20210 on 10/22/20210 on 10/29/20210 on 10/29/20210 on 11/4/20210 on 11/5/20210 on 1/25/202236146983 on 5/31/202238267599 on 2/6/202338267599 on 10/4/2023158030593 on 2/23/2024

No. Clients, Historic

201002020202120222023202420250 on 3/17/20200 on 4/16/20200 on 5/8/20200 on 6/23/20200 on 2/16/20210 on 8/26/20210 on 9/28/20210 on 10/22/20210 on 10/29/20210 on 10/29/20210 on 11/4/20210 on 11/5/20210 on 1/25/20228 on 5/31/202212 on 2/6/202312 on 10/4/202312 on 2/23/2024