SCALEWORKS CAPITAL, LLC

Adviser information for SCALEWORKS CAPITAL, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	13
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	7	$263.5M
Non-Discretionary	0	$0
Total	7	$263.5M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	7	$263.5M
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-118462
SEC ERA File Number	801-118462
SEC CIK Numbers	None
SEC CRD Numbers	306560
Legal Entity Identifier	84-3602865

Principal Office

122 EAST HOUSTON STREET
SUITE 105
SAN ANTONIO
TX
United States

Monday - Friday, 8:00 AM - 5:00 PM

Tel: 210-544-5409, Fax: None

Websites

www.soil.works/ twitter.com/elementsaas elementsaasfinance.com www.linkedin.com/company/elementsaasfinance/ www.linkedin.com/company/scaleworks-inc www.scaleworks.com www.facebook.com/scaleworksinc www.instagram.com/scaleworks_inc/ twitter.com/scaleworks twitter.com/soilworksnc www.linkedin.com/company/soilworks-natural-capital/ www.facebook.com/soilworks-natural-capital-109655824091517

Chief Compliance Officer

JOYCE ANDREWS

CHIEF FINANCIAL OFFICER

122 EAST HOUSTON STREET

SUITE 105

SAN ANTONIO

United States

Tel: 414-731-4043

L****@*************M

(Full email address available in API data)

Industry Affiliates

ESF MANAGEMENT 1, LLC	Sponsor, GP, manager of pooled investment vehicles
ESF MANAGEMENT 2, LLC	Sponsor, GP, manager of pooled investment vehicles
SCALEWORKS ASSOCIATES I LLC	Sponsor, GP, manager of pooled investment vehicles
SCALEWORKS ASSOCIATES II, LLC	Sponsor, GP, manager of pooled investment vehicles
SCALEWORKS ASSOCIATES III, LLC	Sponsor, GP, manager of pooled investment vehicles
SOILWORKS NATURAL CAPITAL, LLC	Sponsor, GP, manager of pooled investment vehicles
SWVF ASSOCIATES, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
ESF FUND 2, LP	Private Equity Fund	$30.8M	$0.0M	45
ESF OPPORTUNITY FUND 1, LP	Private Equity Fund	$0.0M	$0.0M	19
SCALEWORKS FUND I, LP	Private Equity Fund	$21.5M	$0.0M	42
SCALEWORKS FUND II, LP	Private Equity Fund	$44.9M	$0.0M	69
SCALEWORKS FUND III, LP	Private Equity Fund	$6.5M	$0.0M	104
SCALEWORKS VENTURE FINANCE FUND I, LP	Private Equity Fund	$0.2M	$0.0M	13
SOILWORKS NATURAL CAPITAL LP	Private Equity Fund	$13.0M	$0.0M	66

Control Persons

Name	Type	Entity	Title	Since	Ownership
Byrne, Edward, Philip	Individual	–	PARTNER	12/2019	50-75%
Moorman (IV), Lewis, Jefferson	Individual	–	PARTNER	12/2019	50-75%
ANDREWS, JOYCE, MARIE	Individual	–	CFO, CCO	07/2023	< 5%

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