ADVANCED ADVISOR GROUP, LLC
Adviser information for ADVANCED ADVISOR GROUP, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 8 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 106 | $12.7M |
| Non-Discretionary | 0 | $0 |
| Total | 106 | $12.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $12.7M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-118465 |
|---|---|
| SEC ERA File Number | 801-118465 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140393 |
| Legal Entity Identifier | None |
Principal Office
1995 EAST RUM RIVER DRIVE SCAMBRIDGE
MN
United States
Monday - Friday, 8AM-4:30PM
Tel: 763-689-9023, Fax: 763-689-3742
Chief Compliance Officer
NEIL LANCE
CCO
1995 EAST RUM RIVER DRIVE S.
CAMBRIDGE
MN
United States
Tel:
763-552-6075
Fax:
763-689-3742
A************@**************M
(Full email address available in API data)
Regulatory Contact
DOROTHY FULLER
COO
1995 EAST RUM RIVER DRIVE S.
CAMBRIDGE
MN
United States
Tel:
763-552-6048
Fax:
763-689-3742
D*******@**************M
(Full email address available in API data)
Industry Affiliates
| EDUCATORS LIFETIME SOLUTIONS | Insurance company or agency |
| EFS ADVISORS | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHUTTE, KENT DONALD | Individual | – | PRESIDENT, CCO | 04/2006 | > 75% |
| FULLER, DOROTHY SUSAN | Individual | – | EXECUTIVE REP. FINOP | 04/2006 | < 5% |