EAN EQUITY FINANCIAL SERVICES LLC
Adviser information for EAN EQUITY FINANCIAL SERVICES LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 86 | $61.3M |
| Non-Discretionary | 80 | $65.6M |
| Total | 166 | $126.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 22 | $12.8M |
| HNW Individuals | 33 | $114.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-118479 |
|---|---|
| SEC ERA File Number | 801-118479 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117064 |
| Legal Entity Identifier | None |
Principal Office
18310 FAIRWAY OAKS SQUARELEESBURG
VA
United States
Monday - Friday, 9 AM TO 5 PM EASTERN
Tel: 410-340-4973, Fax: 703-777-4120
Chief Compliance Officer
ERIC A. NORBERG
OWNER
18310 FAIRWAY OAKS SQUARE
LEESBURG
VA
United States
Tel:
410-340-4973
Fax:
703-777-4120
E*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NORBERG, ERIC, ANTHONY | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | 01/2000 | > 75% |