COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED
Adviser information for COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED last updated from Form ADV on September 4th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 8 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $3.2B |
| Non-Discretionary | 10 | $1.9B |
| Total | 22 | $5.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 20,000 | $5.2B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)OUR CEO/CIO WRITES IN THE LEADING AUSTRALIAN FINANCIAL NEWSPAPER (THE AUSTRALIAN FINANCIAL REVIEW) EVERY WEEK |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorTrust company |
Identifiers
| SEC RIA File Number | 801-118484 |
|---|---|
| SEC ERA File Number | 801-118484 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308020 |
| Legal Entity Identifier | 254900GSGCMREWGRAD08 |
Principal Office
LEVEL 3, 1 BLIGH STREETSYDNEY
Australia
Monday - Friday, 8AM TO 8PM
Tel: 0429125751, Fax: NOT APPLICABLE
Websites
Chief Compliance Officer
SHRETAN DHOLAKIA
MR
2ND FLOOR, 28 AUSTIN FRIARS
LONDON
United Kingdom
S***************@******************M
(Full email address available in API data)
Regulatory Contact
SARAH SAAD
MISS
LEVEL 3, 1 BLIGH STREET
SYDNEY
Australia
Tel:
0447481764
C***************@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COOLABAH INSTITUTIONAL CASH PLUS FUND | Liquidity Fund | $85.0M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Joye, Christopher, Ronald Edward | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICE AND CHIEF INVESTMENT OFFICER | 09/2011 | 25-50% |
| Harvey, Darren, Paul | Individual | – | DIRECTOR | 09/2011 | 10-25% |
| Donnelly, Melda, Kay | Individual | – | CHAIR AND DIRECTOR | 09/2015 | < 5% |
| Henricks, Robert, John | Individual | – | INDEPENDENT DIRECTOR | 03/2017 | < 5% |
| DOUMA, Daniel, Peter | Individual | – | CHIEF FINANCIAL OFFICER | 09/2020 | < 5% |
| DHOLAKIA, SHRETAN | Individual | – | CHIEF RISK OFFICER | 12/2022 | < 5% |