BRENTVIEW INVESTMENT MANAGEMENT, LLC
Adviser information for BRENTVIEW INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 173 | $224.4M |
| Non-Discretionary | 0 | $0 |
| Total | 173 | $224.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 96 | $64.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.7M |
| Charitable organizations | 9 | $12.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $60.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.1M |
| Other | 59 | $68.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED 360 PROGRAM | BNY MELLON ADVISORS, INC. |
| FIDUCIARY SERVICES | MORGAN STANLEY & CO. LLC |
| CONSULTING AND EVALUATION SERVICES | MORGAN STANLEY & CO. LLC |
| MANAGED ACCOUNT CONSULTING | UBS FINANCIAL SERVICES INC. |
| PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| PERSHING ADVISOR SOLUTIONS | PERSHING ADVISOR SOLUTIONS LLC |
| MANAGER SELECT | LPL FINANCIAL LLC |
| MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| MODEL WEALTH PORTFOLIOS | LPL FINANCIAL LLC |
Identifiers
| SEC RIA File Number | 801-118493 |
|---|---|
| SEC ERA File Number | 801-118493 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300409 |
| Legal Entity Identifier | None |
Principal Office
ONE NORTHFIELD PLAZASUITE 522
NORTHFIELD
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 312-283-4450, Fax: None
Chief Compliance Officer
CYNTHIA ARAGON
30 CORPORATE DRIVE
SUITE 410
IRVINE
CA
United States
Tel:
917-843-9967
C******@**************M
(Full email address available in API data)
Industry Affiliates
| CHARLES FISH INVESTMENTS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOMEZ, JOHN, ASTOR | Individual | – | PRESIDENT | 01/2019 | < 5% |
| TIMBERLINE ROAD, LLC | Domestic Entity | – | MANAGER | 01/2019 | 25-50% |
| GOMEZ, JOHN, ASTOR | Individual | TIMBERLINE ROAD, LLC | PRINCIPAL | 01/2019 | > 75% |
| BLUESTONE ENTERPRISES LLC | Domestic Entity | – | MANAGER | 06/2019 | 25-50% |
| BOOTHE, JAMES, RALPH | Individual | – | CHIEF INVESTMENT OFFICER | 06/2019 | < 5% |
| VU, HAI, HUY | Individual | – | DIRECTOR OF RESEARCH | 07/2019 | 10-25% |
| ARAGON, CYNTHIA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| BOOTHE, JAMES, RALPH | Individual | BLUESTONE ENTERPRISES LLC | SOLE MEMBER | 07/2019 | > 75% |