COPLEY INVESTMENT MANAGEMENT, LLC
Adviser information for COPLEY INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 874 | $182.0M |
| Non-Discretionary | 10 | $18.4M |
| Total | 884 | $200.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 402 | $74.9M |
| HNW Individuals | 42 | $83.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $18.4M |
| Charitable organizations | <5 | $23.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesBUSINESS VALUATIONS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118507 |
|---|---|
| SEC ERA File Number | 801-118507 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118014 |
| Legal Entity Identifier | None |
Principal Office
2328 LYNNWOOD DRIVEWILMINGTON
NC
United States
Monday - Friday, GENERALLY 9-2 THEN BY APPOINTMENT
Tel: 910-452-7147, Fax: None
Websites
Chief Compliance Officer
RONALD E. COPLEY
MANAGING MEMBER
2328 LYNNWOOD DRIVE
WILMINGTON
NC
United States
Tel:
910-452-7147
R*********@********M
(Full email address available in API data)
Regulatory Contact
RONALD EDWARD COPLEY
MANAGING MEMBER/CHIEF COMPLIANCE OFFICE
2328 LYNNWOOD DRIVE
WILMINGTON
NC
United States
Tel:
910 452-7147
R*********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COPLEY, RONALD, EDWARD | Individual | – | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | 01/1986 | > 75% |