Hedge Fund Database

SCHUBERT & COMPANY, INC.

Adviser information for SCHUBERT & COMPANY, INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 603 $403.5M
Non-Discretionary 0 $0
Total 603 $403.5M

Clients

Type Number RAUM
Individuals 45 $10.8M
HNW Individuals 55 $340.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.6M
Charitable organizations 6 $50.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesFAMILY OFFICE AND TRUST SERVICES
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-118534
SEC ERA File Number 801-118534
SEC CIK Numbers 1894830
SEC CRD Numbers 114702
Legal Entity Identifier None

Principal Office

5900 S. LAKE FOREST DRIVE
SUITE 280
MCKINNEY
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 972-422-1010, Fax: 972-369-0589

Websites

schubertandcompany.com www.linkedin.com/company/schubert-company-inc/

Chief Compliance Officer

KEVIN NELSON
CHIEF FINANCIAL OFFICER
5900 S. LAKE FOREST DRIVE
SUITE 280
MCKINNEY
TX
United States
Tel: 972-422-1010
Fax: 972-369-0589
(Full email address available in API data)

Regulatory Contact

GARY CLAYTON
COMPLIANCE CONSULTANT
PO BOX 10254
KNOXVILLE
TN
United States
Tel: 865-770-1024
(Full email address available in API data)

Industry Affiliates

FIRST LIGHT BROTHERS, LP Sponsor, GP, manager of pooled investment vehicles
KELLEY J. SCHUBERT, PC Accountant or accounting firm
TOUCHSTONE OIL & GAS, INC. Sponsor or syndicator of limited partnerships

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHUBERT, KELLEY, JOE Individual – PRESIDENT 06/1999 50-75%
NELSON, KEVIN, ALAN Individual – CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER 01/2015 10-25%
McClellan, Cole, Davis Individual – SHAREHOLDER 01/2023 10-25%

No. Employees, Historic

10502020202120222023202420253 on 3/26/20203 on 5/19/20203 on 6/25/20203 on 7/23/20203 on 3/17/20213 on 5/13/20213 on 9/10/20214 on 3/17/20224 on 5/26/20226 on 3/20/20236 on 9/29/20238 on 3/21/2024

RAUM, Historic

500M250M0202020212022202320242025133681969 on 3/26/2020133681969 on 5/19/2020133681969 on 6/25/2020130160222 on 7/23/2020245502447 on 3/17/2021245502447 on 5/13/2021245502447 on 9/10/2021322795724 on 3/17/2022322795724 on 5/26/2022332704803 on 3/20/2023332704803 on 9/29/2023403452921 on 3/21/2024

No. Clients, Historic

200100020202021202220232024202579 on 3/26/202079 on 5/19/202079 on 6/25/202079 on 7/23/202075 on 3/17/202175 on 5/13/202175 on 9/10/202177 on 3/17/202277 on 5/26/2022100 on 3/20/2023100 on 9/29/2023106 on 3/21/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 212K 1K –
AMERICAN EXPRESS CO COM 370K 2K –
APPLE INC COM 17M 98K –
AT&T INC COM 554K 31K –
CHEVRON CORP NEW COM 390K 2K –
CONOCOPHILLIPS COM 297K 2K –
DIMENSIONAL ETF TRUST EMERGING MKTS HI 452K 18K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 340K 13K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 2M 56K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 2M 59K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 989K 37K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 875K 32K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 12M 387K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 2M 59K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 1M 41K –
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 32K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 2M 62K –
EXXON MOBIL CORP COM 1M 10K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 1M 27K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 4M 121K –
FISERV INC COM 63M 392K –
JOHNSON & JOHNSON COM 253K 2K –
MAIN STR CAP CORP COM 335K 7K –
MERCK & CO INC COM 372K 3K –
META PLATFORMS INC CL A 270K 557 –
MICROSOFT CORP COM 506K 1K –
PROCTER AND GAMBLE CO COM 440K 3K –
ROBLOX CORP CL A 207K 5K –
TESLA INC COM 335K 2K –
UNION PAC CORP COM 588K 2K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 238K 1K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 802K 7K –