MELIORA CAPITAL
MELIORA CAPITAL, LLC Legal Name
Adviser information for MELIORA CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 187 | $58.4M |
| Non-Discretionary | 24 | $69.5M |
| Total | 211 | $127.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $7.9M |
| HNW Individuals | 28 | $120.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-118537 |
|---|---|
| SEC ERA File Number | 801-118537 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172367 |
| Legal Entity Identifier | None |
Principal Office
5314 S. YALE AVE.SUITE 200
TULSA
OK
United States
Monday - Friday, 8AM-5PM CENTRAL
Tel: 918-619-6710, Fax: 918-619-6547
Chief Compliance Officer
J.P. SZAFRANSKI
CEO, CHIEF INVESTMENT OFFICER
5314 S. YALE AVE.
SUITE 200
TULSA
OK
United States
Tel:
918-619-6710
Fax:
918-619-6547
J*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SZAFRANSKI, JOHN, PAUL | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 06/2014 | > 75% |
| Krimbill, H, Michael | Individual | – | MEMBER | 01/2023 | 5-10% |
| RANDY & PATTY HECKENKEMPER FAMILY TRUST | Domestic Entity | – | MEMBER | 01/2023 | 5-10% |