WAVE EQUITY PARTNERS
WAVE EQUITY PARTNERS LLC Legal Name
Adviser information for WAVE EQUITY PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $480.5M |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $480.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $480.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118541 |
|---|---|
| SEC ERA File Number | 801-118541 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170642 |
| Legal Entity Identifier | None |
Principal Office
67 BATTERYMARCH STREET5TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9AM TO 6PM
Tel: 617-350-9808, Fax: 617-350-9899
Chief Compliance Officer
ROBERT MCWHORTER WOLFE
CHIEF FINANCIAL OFFICER
67 BATTERYMARCH STREET
5TH FLOOR
BOSTON
MA
United States
Tel:
617 350 9808
B**@*********M
(Full email address available in API data)
Industry Affiliates
| WAVE EQUITY GP LP | Sponsor, GP, manager of pooled investment vehicles |
| WAVE EQUITY II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WAVE EQUITY MGMT LLC | Sponsor, GP, manager of pooled investment vehicles |
| WAVE EQUITY PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| WAVE HOLDINGS LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WAVE AAC CO-INVEST I LLC | Private Equity Fund | $1.7M | $0.0M | 3 |
| WAVE AAC CO-INVEST II LLC | Private Equity Fund | $1.3M | $0.0M | 8 |
| WAVE AAC-LIO CO-INVEST III LLC | Private Equity Fund | $4.2M | $0.0M | 11 |
| WAVE CHASM CO-INVEST I LLC | Private Equity Fund | $3.0M | $0.0M | 16 |
| WAVE CHASM CO-INVEST II LLC | Private Equity Fund | $3.1M | $3.0M | 1 |
| WAVE EQUITY FUND II (NQP) LP | Private Equity Fund | $7.4M | $0.0M | 31 |
| WAVE EQUITY FUND II LP | Private Equity Fund | $183.0M | $5.0M | 124 |
| WAVE EQUITY FUND III LP | Private Equity Fund | $54.3M | $0.1M | 13 |
| WAVE EQUITY FUND LP | Private Equity Fund | $180.8M | $10.0M | 53 |
| WAVE EQUITY FUND-A, LP | Private Equity Fund | $0.3M | $2.0M | 1 |
| WAVE EQUITY SC SPV LLC | Private Equity Fund | $1.2M | $2.0M | 1 |
| WAVE EQUITY WAREHOUSE II LP | Private Equity Fund | $5.7M | $0.1M | 14 |
| WAVE EQUITY WAREHOUSE LP | Private Equity Fund | $26.0M | $0.1M | 11 |
| WAVE FACTORIAL ENERGY I LLC | Private Equity Fund | $8.5M | $0.1M | 5 |
| WAVE WAREHOUSE FUND LP | Private Equity Fund | $0.1M | $0.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBINSON, MARK, IVERS | Individual | – | MANAGER OF WAVE EQUITY PARTNERS LLC | 01/2013 | 25-50% |
| SAHAY, PRAVEEN, KANT | Individual | – | MANAGER OF WAVE EQUITY PARTNERS LLC | 01/2013 | 25-50% |
| CROCKER, URIEL, HASKELL | Individual | – | MANAGER OF WAVE EQUITY PARTNERS LLC | 12/2016 | 25-50% |
| WOLFE, ROBERT, MCWHORTER | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 05/2021 | < 5% |