INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. Legal Name
Adviser information for INVICTA FINANCIAL GROUP last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,608 | $251.0M |
| Total | 1,608 | $251.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 320 | $69.9M |
| HNW Individuals | 175 | $181.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)FINANCIAL ADVISORY SERVICES VIA SELECTION OF OTHER ADVISERS |
|---|---|
| Compensation | % of AUMFixed feesPERCENTAGE OF CLIENT'S GROSS ANNUAL INCOME |
Identifiers
| SEC RIA File Number | 801-118542 |
|---|---|
| SEC ERA File Number | 801-118542 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288008 |
| Legal Entity Identifier | None |
Principal Office
2615 EAST 24TH STREETSUITE 2
YUMA
AZ
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: 928-344-8000, Fax: 928-344-1213
Websites
Chief Compliance Officer
KIMBERLY KAYE DAVIS
CHIEF COMPLIANCE OFFICER & SHAREHOLDER
2615 EAST 24TH STREET
SUITE 2
YUMA
AZ
United States
Tel:
928-344-8000
Fax:
928-344-1213
K**@***********Z
(Full email address available in API data)
Regulatory Contact
BARRY DOUGLAS TODD
CHIEF EXECUTIVE OFFICER
2615 EAST 24TH STREET
SUITE 2
YUMA
AZ
United States
Tel:
928-344-8000
Fax:
928-344-1213
B****@***********Z
(Full email address available in API data)
Industry Affiliates
| BDT & ASSOCIATES INSURANCE SERVICES | Insurance company or agency |
| BLAKE ALEXANDER MORLET | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TODD, BARRY, DOUGLAS | Individual | – | CHIEF EXECUTIVE OFFICER/OWNER | 08/2007 | 50-75% |
| DAVIS, KIMBERLY, KAYE | Individual | – | OWNER/CHIEF COMPLIANCE OFFICER/PRESIDENT/CHIEF FINANCIAL OFFICER | 06/2010 | 10-25% |
| MORLET, BLAKE, ALEXANDER | Individual | – | DIRECTOR | 10/2018 | < 5% |
| PRICE, DOYEL, NMN | Individual | – | DIRECTOR/OWNER | 06/2010 | 5-10% |
| HULL, SCOTT, L | Individual | – | DIRECTOR/SHAREHOLDER | 02/2014 | < 5% |
| WILLIAMS, BENJAMIN, ALEXANDER | Individual | – | TREASURER/DIRECTOR | 10/2018 | < 5% |
| HARNS, LEIGH, B | Individual | – | SECRETARY/DIRECTOR | 10/2018 | < 5% |