CORE ALPHA, INC.
Adviser information for CORE ALPHA, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 666 | $79.8M |
| Non-Discretionary | 63 | $14.7M |
| Total | 729 | $94.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 729 | $94.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesASSET ALLOCATION, ESTATE PLANNING |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118545 |
|---|---|
| SEC ERA File Number | 801-118545 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119635 |
| Legal Entity Identifier | None |
Principal Office
1701 CHILI AVENUEROCHESTER
NY
United States
Monday - Friday, 9:00A.M. - 5:00P.M.
Tel: 585-235-3600, Fax: 585-235-3609
Websites
Chief Compliance Officer
SCOTT J ZOLLO
PRESIDENT
1701 CHILI AVE
ROCHESTER
NY
United States
Tel:
585-235-3600
Fax:
585-235-3600
S*****@************M
(Full email address available in API data)
Regulatory Contact
SCOTT J ZOLLO
PRESIDENT
1701 CHILI AVE.
ROCHESTER
NY
United States
Tel:
585-235-3600
Fax:
585-235-3600
S*****@************M
(Full email address available in API data)
Industry Affiliates
| MUTUAL FUNDS ASSOCIATES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| S.P. COLLINS & COMPANY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZOLLO, SCOTT, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER / DIRECT OWNER | 03/2000 | > 75% |