GRAVITY CAPITAL MANAGEMENT LLC
Adviser information for GRAVITY CAPITAL MANAGEMENT LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $65.2M |
| Non-Discretionary | 1 | $2.6M |
| Total | 48 | $67.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $4.1M |
| HNW Individuals | 12 | $19.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $9.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $22.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $7.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118571 |
|---|---|
| SEC ERA File Number | 801-118571 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137083 |
| Legal Entity Identifier | None |
Principal Office
80 EIGHTH AVENUESUITE 1402
NEW YORK
NY
United States
Monday - Friday, 9AM -5PM
Tel: 917-558-4968, Fax: None
Chief Compliance Officer
ADAM SEESSEL
MANAGING MEMBER
80 EIGHTH AVENUE
SUITE 1402
NEW YORK
NY
United States
Tel:
917-558-4968
A***@******************M
(Full email address available in API data)
Regulatory Contact
SILVER REGULATORY ASSOCIATES
REGULATORY COMPLIANCE CONSULTANT
417 FIFTH AVE
8TH FLOOR
NEW YORK
NY
United States
Tel:
6468472770
C******@************M
(Full email address available in API data)
Industry Affiliates
| GRAVITY GENERAL PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRAVITY LONG-BIASED FUND, LP | Hedge Fund | $9.5M | $1.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEESSEL, ADAM, HUMPHREYS | Individual | – | MANAGING MEMBER & CCO | 12/2002 | > 75% |