UNEST ADVISERS, LLC
Adviser information for UNEST ADVISERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20,068 | $26.4M |
| Non-Discretionary | 0 | $0 |
| Total | 20,068 | $26.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20,068 | $26.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | DISCRETIONARY ACCT FEE; MEMBERSHIP FEE TO AFFILIATE |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 26.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| UNEST WRAP FEE PROGRAM | UNEST ADVISERS, LLC |
Identifiers
| SEC RIA File Number | 801-118574 |
|---|---|
| SEC ERA File Number | 801-118574 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308125 |
| Legal Entity Identifier | UNEST |
Principal Office
5161 LANKERSHIM BLVDSUITE 250
NORTH HOLLYWOOD
CA
United States
Monday - Friday, 8 AM TO 5 PM (PST)
Tel: (818) 275-0041, Fax: (818) 949-1880
Chief Compliance Officer
MICHAEL MASSEY
5161 LANKERSHIM BLVD
SUITE 250
NORTH HOLLYWOOD
CA
United States
Tel:
5614796010
M**********@*******O
(Full email address available in API data)
Industry Affiliates
| BROKER DEALER | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNEST HOLDINGS, INC | Domestic Entity | – | PARENT COMPANY | 06/2020 | > 75% |
| Massey, Michael, Bryant | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |