KLR INVESTMENT ADVISORS, LLC
Adviser information for KLR INVESTMENT ADVISORS, LLC last updated from Form ADV on February 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Rhode Island, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 426 | $254.5M |
| Non-Discretionary | 0 | $0 |
| Total | 426 | $254.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $36.0M |
| HNW Individuals | 95 | $214.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 82 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesREFERRAL FEES |
Principal Office
951 NORTH MAIN STREETPROVIDENCE
RI
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 401-274-2001, Fax: 401-831-4018
Chief Compliance Officer
STEVEN T. DEAN
CHIEF COMPLIANCE OFFICER
1075 NORTH MAIN STREET
SUITE 130
WALTHAM
MA
United States
Tel:
401-274-2001
Fax:
401-831-4018
S****@***********M
(Full email address available in API data)
Industry Affiliates
| KAHN, LITWIN, RENZA & CO., LTD. | Accountant or accounting firm |
| KLR INSURANCE ADVISORS, LLC | Insurance company or agency |
| PERI ANN APTAKER | Accountant or accounting firmLawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLR WEALTH MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 07/2002 | > 75% |
| APTAKER, PERI, ANN | Individual | – | MANAGING DIRECTOR | 10/2008 | < 5% |
| KLR HOLDINGS, INC. | Domestic Entity | KLR WEALTH MANAGEMENT, LLC | OWNER | 12/2018 | > 75% |
| DEAN, STEVEN, THOMAS | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| GOODWIN, NATHAN, CHARLES | Individual | – | DIRECTOR OF OPERATIONS AND PLATFORMS | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed April 23rd, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHARES TR | 7-10 YR TRSY BD | 490K | 5K | – |
| NOVO-NORDISK A S | ADR | 2M | 17K | – |
| HONDA MOTOR LTD | ADR ECH CNV IN 3 | 222K | 6K | – |
| INVESTMENT MANAGERS SER TR I | AXS ASTORIA INFL | 904K | 29K | – |
| ALPHABET INC | CAP STK CL A | 821K | 5K | – |
| ALPHABET INC | CAP STK CL C | 1M | 7K | – |
| CLEARWATER ANALYTICS HLDGS I | CL A | 258K | 16K | – |
| HEICO CORP NEW | CL A | 556K | 3K | – |
| MARRIOTT INTL INC NEW | CL A | 332K | 1K | – |
| MOOG INC | CL A | 324K | 2K | – |
| META PLATFORMS INC | CL A | 338K | 701 | – |
| MASTERCARD INCORPORATED | CL A | 257K | 562 | – |
| MOELIS & CO | CL A | 318K | 6K | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 588K | 11K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| CSW INDUSTRIALS INC | COM | 349K | 1K | – |
| CADENCE DESIGN SYSTEM INC | COM | 351K | 1K | – |
| CATERPILLAR INC | COM | 341K | 951 | – |
| CHEVRON CORP NEW | COM | 718K | 4K | – |
| CHUYS HLDGS INC | COM | 203K | 7K | – |
| COMFORT SYS USA INC | COM | 374K | 1K | – |
| CRANE NXT CO | COM | 290K | 5K | – |
| DISCOVER FINL SVCS | COM | 461K | 4K | – |
| FTI CONSULTING INC | COM | 260K | 1K | – |
| FACTSET RESH SYS INC | COM | 367K | 837 | – |
| FAIR ISAAC CORP | COM | 634K | 551 | – |
| GALLAGHER ARTHUR J & CO | COM | 476K | 2K | – |
| HENRY JACK & ASSOC INC | COM | 479K | 3K | – |
| HOME DEPOT INC | COM | 928K | 3K | – |
| HONEYWELL INTL INC | COM | 221K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 237K | 948 | – |
| LAM RESEARCH CORP | COM | 279K | 321 | – |
| LAMB WESTON HLDGS INC | COM | 298K | 4K | – |
| LEMAITRE VASCULAR INC | COM | 349K | 6K | – |
| LENNOX INTL INC | COM | 200K | 436 | – |
| ELI LILLY & CO | COM | 346K | 473 | – |
| LOCKHEED MARTIN CORP | COM | 471K | 1K | – |
| LOWES COS INC | COM | 202K | 873 | – |
| MCDONALDS CORP | COM | 467K | 2K | – |
| MERIT MED SYS INC | COM | 278K | 4K | – |
| MICROSOFT CORP | COM | 4M | 10K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 322K | 4K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 309K | 4K | – |
| ONTO INNOVATION INC | COM | 408K | 2K | – |
| PAYCHEX INC | COM | 619K | 5K | – |
| PEPSICO INC | COM | 488K | 3K | – |
| PHILIP MORRIS INTL INC | COM | 466K | 5K | – |
| PHILLIPS 66 | COM | 604K | 4K | – |
| POWER INTEGRATIONS INC | COM | 244K | 4K | – |
| PROCTER AND GAMBLE CO | COM | 516K | 3K | – |
| SIMPSON MFG INC | COM | 406K | 2K | – |
| SKYLINE CHAMPION CORPORATION | COM | 341K | 5K | – |
| SNAP ON INC | COM | 477K | 2K | – |
| STARBUCKS CORP | COM | 409K | 5K | – |
| STERLING INFRASTRUCTURE INC | COM | 441K | 5K | – |
| SUPERNUS PHARMACEUTICALS INC | COM | 231K | 8K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 471K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 390K | 712 | – |
| TYLER TECHNOLOGIES INC | COM | 397K | 965 | – |
| UFP TECHNOLOGIES INC | COM | 291K | 1K | – |
| UNION PAC CORP | COM | 706K | 3K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 577K | 2K | – |
| ABBOTT LABS | COM | 376K | 3K | – |
| ABBVIE INC | COM | 726K | 4K | – |
| ADOBE INC | COM | 208K | 446 | – |
| ADVANCED DRAIN SYS INC DEL | COM | 202K | 1K | – |
| AEROVIRONMENT INC | COM | 433K | 3K | – |
| AMAZON COM INC | COM | 1M | 6K | – |
| AMERIPRISE FINL INC | COM | 707K | 2K | – |
| AMERIS BANCORP | COM | 262K | 6K | – |
| AMGEN INC | COM | 491K | 2K | – |
| APPLE INC | COM | 2M | 15K | – |
| BADGER METER INC | COM | 409K | 2K | – |
| BALCHEM CORP | COM | 335K | 2K | – |
| BANK AMERICA CORP | COM | 324K | 9K | – |
| BLACKROCK INC | COM | 630K | 829 | – |
| BOOT BARN HLDGS INC | COM | 390K | 4K | – |
| BROADCOM INC | COM | 365K | 298 | – |
| CDW CORP | COM | 246K | 1K | – |
| CALIX INC | COM | 205K | 7K | – |
| CERTARA INC | COM | 268K | 17K | – |
| CISCO SYS INC | COM | 403K | 8K | – |
| COHEN & STEERS INC | COM | 304K | 4K | – |
| COHEN & STEERS SELECT PFD & | COM | 985K | 52K | – |
| CORE LABORATORIES INC | COM | 192K | 11K | – |
| COSTCO WHSL CORP NEW | COM | 288K | 402 | – |
| CROWN CASTLE INC | COM | 202K | 2K | – |
| E L F BEAUTY INC | COM | 362K | 2K | – |
| ASPEN TECHNOLOGY INC | COM | 407K | 2K | – |
| ENPRO INC | COM | 427K | 3K | – |
| EXXON MOBIL CORP | COM | 482K | 4K | – |
| HEALTHEQUITY INC | COM | 440K | 5K | – |
| ICF INTL INC | COM | 361K | 3K | – |
| INTEGER HLDGS CORP | COM | 459K | 4K | – |
| JPMORGAN CHASE & CO | COM | 951K | 5K | – |
| MGP INGREDIENTS INC NEW | COM | 200K | 2K | – |
| MERCK & CO INC | COM | 695K | 5K | – |
| NCINO INC | COM | 417K | 14K | – |
| NETFLIX INC | COM | 225K | 405 | – |
| NEXTERA ENERGY INC | COM | 569K | 9K | – |
| NVIDIA CORPORATION | COM | 3M | 4K | – |
| OREILLY AUTOMOTIVE INC | COM | 351K | 322 | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 343K | 5K | – |
| PROGYNY INC | COM | 269K | 8K | – |
| PROLOGIS INC. | COM | 392K | 4K | – |
| QUALYS INC | COM | 330K | 2K | – |
| SM ENERGY CO | COM | 323K | 7K | – |
| SAIA INC | COM | 601K | 1K | – |
| SIMPLY GOOD FOODS CO | COM | 243K | 7K | – |
| SITEONE LANDSCAPE SUPPLY INC | COM | 430K | 3K | – |
| SPROUTS FMRS MKT INC | COM | 441K | 7K | – |
| SUPER MICRO COMPUTER INC | COM | 232K | 324 | – |
| TESLA INC | COM | 248K | 2K | – |
| TRANSUNION | COM | 224K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 270K | 549 | – |
| VALVOLINE INC | COM | 314K | 8K | – |
| VERIZON COMMUNICATIONS INC | COM | 350K | 9K | – |
| VERISK ANALYTICS INC | COM | 401K | 2K | – |
| VERICEL CORP | COM | 250K | 6K | – |
| YETI HLDGS INC | COM | 239K | 7K | – |
| NOVA LTD | COM | 277K | 2K | – |
| VISA INC | COM CL A | 412K | 2K | – |
| BENTLEY SYS INC | COM CL B | 705K | 13K | – |
| US BANCORP DEL | COM NEW | 396K | 10K | – |
| LIGAND PHARMACEUTICALS INC | COM NEW | 308K | 4K | – |
| WNS HLDGS LTD | COM SHS | 285K | 6K | – |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | 11M | 210K | – |
| KNIFE RIVER CORP | COMMON STOCK | 321K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 2K | – |
| WISDOMTREE TR | EM EX ST-OWNED | 1M | 39K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 384K | 9K | – |
| WISDOMTREE TR | EMG MKTS SMCAP | 363K | 7K | – |
| WISDOMTREE TR | ENHNCD CMMDTY ST | 800K | 41K | – |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 5M | 185K | – |
| WISDOMTREE TR | FUTRE STRAT FD | 1M | 29K | – |
| ISHARES TR | GL CLEAN ENE ETF | 510K | 39K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 795K | 7K | – |
| FRANKLIN TEMPLETON ETF TR | INTL COR DIV TIL | 2M | 51K | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 792K | 12K | – |
| WISDOMTREE TR | INTL QULTY DIV | 1M | 31K | – |
| WISDOMTREE TR | INTL SMCAP DIV | 2M | 28K | – |
| WISDOMTREE TR | MORTGAGE PLUS BD | 826K | 19K | – |
| ISHARES TR | MRGSTR MD CP GRW | 818K | 12K | – |
| FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 433K | 15K | – |
| CRH PLC | ORD | 303K | 4K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 1M | 9K | – |
| SERIES PORTFOLIOS TR | PANAGRAM BBB B | 3M | 123K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2M | 45K | – |
| WISDOMTREE TR | PUTWRITE STRAT | 577K | 18K | – |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 8M | 162K | – |
| LINDE PLC | SHS | 347K | 776 | – |
| SPOTIFY TECHNOLOGY S A | SHS | 1M | 4K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 599K | 2K | – |
| DHT HOLDINGS INC | SHS NEW | 148K | 13K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 593K | 10K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 985K | 4K | – |
| CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 43K | 17K | – |
| ULTRAPAR PARTICIPACOES SA | SP ADR REP COM | 292K | 56K | – |
| SSGA ACTIVE TR | SPDR DBLELN SHRT | 580K | 12K | – |
| SAP SE | SPON ADR | 240K | 1K | – |
| WIPRO LTD | SPON ADR 1 SH | 113K | 20K | – |
| SHELL PLC | SPON ADS | 377K | 5K | – |
| CRITEO S A | SPONS ADS | 356K | 10K | – |
| NICE LTD | SPONSORED ADR | 344K | 2K | – |
| RELX PLC | SPONSORED ADR | 1M | 30K | – |
| GSK PLC | SPONSORED ADR | 701K | 17K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 64K | 11K | – |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 210K | 3K | – |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 1M | 108K | – |
| TENARIS S A | SPONSORED ADS | 692K | 18K | – |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 369K | 24K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 230K | 459 | – |
| WISDOMTREE TR | US EFFICIENT COR | 2M | 53K | – |
| WISDOMTREE TR | US HGH YLD CORP | 879K | 20K | – |
| WISDOMTREE TR | US LARGECAP FUND | 2M | 41K | – |
| AGF INVTS TR | US MARKET NETRL | 579K | 30K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 528K | 11K | – |
| WISDOMTREE TR | US MULTIFACTOR | 1M | 31K | – |
| GLOBAL X FDS | US PFD ETF | 316K | 16K | – |
| WISDOMTREE TR | US QTLY DIV GRT | 1M | 15K | – |
| WISDOMTREE TR | US S CAP QTY DIV | 2M | 35K | – |
| WISDOMTREE TR | US TOTAL DIVIDND | 1M | 21K | – |
| VICTORY PORTFOLIOS II | VICSHS DV AC ETF | 754K | 16K | – |
| GLOBAL X FDS | X EMERGING MKT | 3M | 140K | – |
| WISDOMTREE TR | YIELD ENHANCD US | 4M | 101K | – |