ATWOB
POINT B PLANNING, LLC Legal Name
Adviser information for ATWOB last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 219 | $61.3M |
| Non-Discretionary | 6 | $12.4M |
| Total | 225 | $73.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 16 | $41.8M |
| HNW Individuals | 68 | $25.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $5.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-118588 |
|---|---|
| SEC ERA File Number | 801-118588 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172961 |
| Legal Entity Identifier | None |
Principal Office
23 PARKWAY2ND FLOOR
KATONAH
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (914) 302-3233, Fax: None
Chief Compliance Officer
JEFFERY S. WUND
PRINCIPAL
23 PARKWAY
2ND FLOOR
KATONAH
NY
United States
Tel:
(914) 302-3233
J***@********M
(Full email address available in API data)
Regulatory Contact
RICHARD T. REBORI
PRINCIPAL
23 PARKWAY
2ND FLOOR
KATONAH
NY
United States
Tel:
(914) 302-3233
T***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REBORI, RICHARD, TODD | Individual | – | PRINCIPAL | 08/2014 | 25-50% |
| TOM, MICHAEL | Individual | – | PRINCIPAL | 06/2015 | 25-50% |
| WUND, JEFFREY, STEPHEN | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 04/2018 | 25-50% |