SANDGLASS CAPITAL ADVISORS LLC
Adviser information for SANDGLASS CAPITAL ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $414.4M |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $414.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $390.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $23.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 78 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-118603 |
|---|---|
| SEC ERA File Number | 801-118603 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299418 |
| Legal Entity Identifier | 254900Q3GP75UAVYI303 |
Principal Office
1133 BROADWAYSUITE 1528
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 646-780-1103, Fax: None
Websites
Chief Compliance Officer
SANDRA SATZ
CHIEF FINANCIAL OFFICER
1133 BROADWAY
SUITE 1528
NEW YORK
NY
United States
Tel:
646-780-1103
S**********@*******************M
(Full email address available in API data)
Regulatory Contact
MARIA MICHELLE KELNER
VICE PRESIDENT
1133 BROADWAY
SUITE 1528
NEW YORK
NY
United States
Tel:
646-780-1101
M**************@*******************M
(Full email address available in API data)
Industry Affiliates
| SANDGLASS CAPITAL SELECT II GP LP | Sponsor, GP, manager of pooled investment vehicles |
| SANDGLASS CAPITAL SELECT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| SANDGLASS OPPORTUNITY GENERAL PARTNER LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SANDGLASS PETRUS GENERAL PARTNER LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SANDGLASS OPPORTUNITY FUND L.P. | Hedge Fund | $284.2M | $1.0M | 25 |
| SANDGLASS PETRUS OPPORTUNITY FUND, L.P. | Hedge Fund | $36.5M | $1.0M | 1 |
| SANDGLASS SELECT FUND II, L.P. | Private Equity Fund | $0.0M | $5.0M | 0 |
| SANDGLASS SELECT FUND, L.P. | Private Equity Fund | $70.0M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDGLASS CAPITAL MANAGEMENT | Foreign Entity | – | MEMBER | 01/2022 | > 75% |
| SATZ, SANDRA, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| LOZOVSKY, GENNA | Individual | – | DIRECTOR | 02/2013 | < 5% |
| KELNER, MARIA, MICHELLE | Individual | – | VICE PRESIDENT | 02/2013 | < 5% |
| GBML HOLDINGS, INC. | Domestic Entity | SANDGLASS CAPITAL MANAGEMENT | SHAREHOLDER | 03/2022 | > 75% |
| LOZOVSKY, GENNA | Individual | GBML HOLDINGS, INC. | SHAREHOLDER | 02/2013 | > 75% |