ARC70 ADVISERS LP
Adviser information for ARC70 ADVISERS LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-118605 |
|---|---|
| SEC ERA File Number | 801-118605 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288087 |
| Legal Entity Identifier | None |
Principal Office
345 LORTON AVENUESUITE 203
BURLINGAME
CA
United States
Monday - Friday, 9-6
Tel: (415) 322-3260, Fax: (415) 276-9364
Websites
Chief Compliance Officer
THOMAS MOORE
CFO AND CCO
345 LORTON AVENUE
SUITE 203
BURLINGAME
CA
United States
Tel:
(415) 322-3260
T**@********M
(Full email address available in API data)
Regulatory Contact
DENNY HOU
MANAGER
345 LORTON AVENUE
SUITE 203
BURLINGAME
CA
United States
Tel:
(415) 322-3267
Fax:
(415) 276-9364
D****@********M
(Full email address available in API data)
Industry Affiliates
| ARC70 CAPITAL FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARC70 CAPITAL FUND IV GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ARC70 CAPITAL LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARC70 FUND I, LP | Hedge Fund | $92.1M | $5.0M | 18 |
| ARC70 FUND II, LP | Hedge Fund | $285.6M | $5.0M | 80 |
| ARC70 FUND III, LP | Hedge Fund | $639.8M | $5.0M | 188 |
| ARC70 FUND IV, LP | Hedge Fund | $268.1M | $5.0M | 76 |
| ARC70 STRATEGIC OPPORTUNITIES I LLC | Private Equity Fund | $29.8M | $5.0M | 2 |
| ARC70 STRATEGIC OPPORTUNITIES II LLC | Private Equity Fund | $14.7M | $5.0M | 3 |
| ARC70 STRATEGIC OPPORTUNITIES III LLC | Private Equity Fund | $11.2M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOU, DENNY | Individual | – | PRINCIPAL | 01/2017 | 25-50% |
| ARC70 ADVISERS GP LLC | Domestic Entity | – | GENERAL PARTNER | 01/2017 | < 5% |
| HOU, DENNY | Individual | ARC70 ADVISERS GP LLC | MANAGER | 01/2017 | 50-75% |
| GARCIA, ADRIAN, FLORO | Individual | – | PRINCIPAL | 01/2017 | 25-50% |
| GARCIA, ADRIAN, FLORO | Individual | ARC70 ADVISERS GP LLC | MANAGER | 01/2017 | 50-75% |
| CICCHETTI, MATTHEW, ANTHONY | Individual | – | DIRECTOR | 03/2022 | < 5% |
| Moore, Thomas, Michael | Individual | – | CFO & CCO | 03/2023 | < 5% |