THE CATALYST CAPITAL GROUP INC.
Adviser information for THE CATALYST CAPITAL GROUP INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $3.6B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $3.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $3.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118609 |
|---|---|
| SEC ERA File Number | 801-118609 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155299 |
| Legal Entity Identifier | None |
Principal Office
181 BAY STREET, SUITE 4700BAY WELLINGTON TOWER, BROOKFIELD PLACE
TORONTO
Canada
Monday - Friday, 8:30AM - 5:30PM
Tel: 416-945-3000, Fax: 416-945-3060
Websites
Chief Compliance Officer
DOUGLAS JAMIESON
CHIEF FINANCIAL OFFICER
181 BAY STREET, SUITE 4700, P.O. BOX 792
BAY WELLINGTON TOWER, BROOKFIELD PLACE
TORONTO
Canada
Tel:
416-945-3000
Fax:
416-945-3060
D********@*************M
(Full email address available in API data)
Regulatory Contact
MARLON PAZ
COUNSEL
555 ELEVENTH STREET NW
WASHINGTON
DC
United States
Tel:
202-654-7101
M*********@*****M
(Full email address available in API data)
Industry Affiliates
| GDA LUMA CAPITAL MANAGEMENT, LP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATALYST FUND II PARALLEL LIMITED PARTNERSHIP | Private Equity Fund | $96.5M | $1.0M | 25 |
| CATALYST FUND IV PARALLEL LIMITED PARTNERSHIP | Private Equity Fund | $87.4M | $1.0M | 28 |
| CATALYST FUND LIMITED PARTNERSHIP II | Private Equity Fund | $2.2M | $1.0M | 60 |
| CATALYST FUND LIMITED PARTNERSHIP III | Private Equity Fund | $276.7M | $1.0M | 74 |
| CATALYST FUND LIMITED PARTNERSHIP IV | Private Equity Fund | $86.3M | $1.0M | 66 |
| CATALYST FUND LIMITED PARTNERSHIP V | Private Equity Fund | $854.3M | $1.0M | 77 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DiPucchio, Rocco | Individual | – | MANAGING DIRECTOR AND COO | 08/2018 | < 5% |
| GLASSMAN, NEWTON, GERSHON ZEV | Individual | – | MANAGING PARTNER | 02/2002 | > 75% |
| DEALBA, GABRIEL | Individual | – | MANAGING DIRECTOR AND PARTNER | 02/2002 | 10-25% |
| RILEY, JAMES, ALBERT | Individual | – | MANAGING DIRECTOR | 02/2011 | < 5% |
| JAMIESON, DOUGLAS, JOHN | Individual | – | CFO, CCO | 08/2023 | < 5% |