4612 GROUP, LLC
Adviser information for 4612 GROUP, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $297.0M |
| Non-Discretionary | 4 | $433.3M |
| Total | 13 | $730.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $20.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $297.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $412.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118617 |
|---|---|
| SEC ERA File Number | 801-118617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 287619 |
| Legal Entity Identifier | None |
Principal Office
3445 PEACHTREE ROAD, NESUITE 175
ATLANTA
GA
United States
Monday - Friday, 9AM - 5PM
Tel: (404) 920-7060, Fax: None
Websites
Chief Compliance Officer
ANNA J. SUMMERLIN
CHIEF FINANCIAL OFFICER
3445 PEACHTREE ROAD, NE
SUITE 175
ATLANTA
GA
United States
Tel:
(205) 529-1378
A*********@************M
(Full email address available in API data)
Regulatory Contact
JOE TOM KING III
MANAGING PARTNER
3445 PEACHTREE ROAD, NE, SUITE 175
ATLANTA
GA
United States
Tel:
404-819-3737
J*****@************M
(Full email address available in API data)
Industry Affiliates
| 4612 GROUP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 4C GPS GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 4612-AV HOLDCO, LP | SINGLE SECURITY FOCUSED PARTNERSHIP | $45.7M | $0.5M | 30 |
| 4612-BROADBAND HOLDCO, LP | SINGLE SECURITY FOCUSED PARTNERSHIP | $50.0M | $0.3M | 28 |
| 4612-CREDIT OPPORTUNITY FUND, LP | CREDIT FUND | $62.5M | $0.5M | 48 |
| 4612-RIVERSTONE HOLDCO, LP | SINGLE SECURITY FOCUSED PARTNERSHIP | $41.4M | $0.5M | 16 |
| 4612-SG HOLDCO, LP | SINGLE SECURITY FOCUSED PARTNERSHIP | $65.2M | $0.5M | 51 |
| 4612-SWIFT HOLDCO, LP | SINGLE SECURITY FOCUSED PARTNERSHIP | $32.2M | $0.5M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KING, JOE, TOM | Individual | – | MANAGING PARTNER | 07/2016 | 50-75% |
| Wren, William, Calhoun | Individual | – | PARTNER | 07/2016 | 10-25% |
| SATULAH VENTURES, LLC | Domestic Entity | – | PARTNER | 03/2019 | 10-25% |
| GARELL, TYLER, BURTON | Individual | – | PARTNER | 02/2020 | 10-25% |
| Summerlin, Anna, Jefcoat | Individual | – | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| MORAVEC, JONATHAN, TAYLOR | Individual | – | PARTNER | 01/2023 | < 5% |