AILSA CAPITAL, INC.
Adviser information for AILSA CAPITAL, INC. last updated from Form ADV on March 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 936 | $210.3M |
| Non-Discretionary | 0 | $0 |
| Total | 936 | $210.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 241 | $40.2M |
| HNW Individuals | 74 | $122.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 46 | $31.7M |
| Charitable organizations | 5 | $8.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $6.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)INSURANCE PLANNING AND DEBT PLANNING AND RECOMMENDATIONS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-118618 |
|---|---|
| SEC ERA File Number | 801-118618 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 136463 |
| Legal Entity Identifier | None |
Principal Office
272 E 12200 SSUITE 100
DRAPER
UT
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 801-501-0302, Fax: 801-501-0313
Websites
Chief Compliance Officer
JOHN MARTINDALE
PRESIDENT
272 E. 12200 S.
STE 100
DRAPER
UT
United States
Tel:
(801)501-0302
Fax:
801-501-0313
J****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTINDALE, JOHN, ALVIN | Individual | – | OWNER/PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/2011 | > 75% |