MILLENNIAL ADVISERS, LLC.
Adviser information for MILLENNIAL ADVISERS, LLC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 13 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 9 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 329 | $39.5M |
| Non-Discretionary | 0 | $0 |
| Total | 329 | $39.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 261 | $24.9M |
| HNW Individuals | 7 | $14.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 17 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118627 |
|---|---|
| SEC ERA File Number | 801-118627 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170847 |
| Legal Entity Identifier | None |
Principal Office
THREE WORLD FINANCIAL200 VESEY STREET 24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-532-2400, Fax: 646-349-3822
Chief Compliance Officer
KAY JOHNSON
CHIEF COMPLIANCE OFFICER
200 VESEY ST
24TH FLOOR
NEW YORK
NY
United States
Tel:
4257651722
Fax:
646-349-3822
K*@**********M
(Full email address available in API data)
Regulatory Contact
SCOTT JOHNSON
COMPLIANCE OFFICER
200 VESEY STREET
NEW YORK
NY
United States
Tel:
4257368294
S*@**********M
(Full email address available in API data)
Industry Affiliates
| 7579 HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALLIED MILLENNIAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| DISRUPTIVE MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DVI MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| DVMI LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ONESOURCE FI LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DISRUPTIVE VENTURES LLC, SERIES D | Private Equity Fund | $0.1M | $0.0M | 10 |
| DISRUPTIVE VENTURES LLC, SERIES SP | Private Equity Fund | $0.5M | $0.1M | 8 |
| DISRUPTIVE VENTURES LLC, SERIES TD | Private Equity Fund | $10.0M | $0.0M | 63 |
| DISRUPTIVE VENTURES LLC, SERIES X | Private Equity Fund | $16.8M | $0.1M | 36 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES AS | Private Equity Fund | $24.6M | $0.1M | 96 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES GM | Private Equity Fund | $8.6M | $0.1M | 83 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES N | Private Equity Fund | $2.5M | $0.1M | 27 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES Q3 | Private Equity Fund | $6.9M | $0.1M | 31 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES Q4 | Private Equity Fund | $1.1M | $0.1M | 42 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES SX | Private Equity Fund | $1.8M | $0.1M | 11 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES ZD | Private Equity Fund | $5.0M | $0.1M | 45 |
| DISRUPTIVE VENTURES REMOTE REVOLUTION LLC, SERIES ZD-I | Private Equity Fund | $5.1M | $0.1M | 53 |
| DVI LLC, SERIES A3 | Private Equity Fund | $5.8M | $0.1M | 52 |
| DVI LLC, SERIES AX | Private Equity Fund | $5.6M | $0.1M | 64 |
| DVI LLC, SERIES FN | Private Equity Fund | $2.3M | $0.1M | 38 |
| DVI LLC, SERIES K4 | Private Equity Fund | $3.5M | $0.1M | 42 |
| DVI LLC, SERIES WK | Private Equity Fund | $7.4M | $0.1M | 70 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JPED HOLDINGS LLC | Domestic Entity | – | DIRECT OWNER | 08/2013 | > 75% |
| DAIGNEAU, EDWARD, JOHN | Individual | JPED HOLDINGS LLC | MEMBER | 08/2011 | 25-50% |
| PARMIGIANI, JOHN, LOUIS | Individual | JPED HOLDINGS LLC | MEMBER | 08/2011 | 25-50% |
| PARMIGIANI, JOHN, LOUIS | Individual | – | CEO | 10/2015 | < 5% |
| JOHNSON, KAY, ALISON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| JOHNSON, KAY, ALISON | Individual | JPED HOLDINGS LLC | MEMBER | 12/2021 | 25-50% |