MADISON WEALTH ADVISORS, LLC
Adviser information for MADISON WEALTH ADVISORS, LLC last updated from Form ADV on June 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 321 | $222.5M |
| Non-Discretionary | 0 | $0 |
| Total | 321 | $222.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $23.2M |
| HNW Individuals | 43 | $198.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $279,177 |
| Charitable organizations | <5 | $83,761 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118638 |
|---|---|
| SEC ERA File Number | 801-118638 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117904 |
| Legal Entity Identifier | None |
Principal Office
400 SW LONGVIEW BLVD.SUITE 220
LEE'S SUMMIT
MO
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 816-683-4600, Fax: 816-466-5038
Websites
Chief Compliance Officer
DOUGLAS F. CLARK
MANAGING MEMBER
400 SW LONGVIEW BLVD
SUITE 220
LEE'S SUMMIT
MO
United States
Tel:
816-683-4600
Fax:
816-466-5038
C*****@****************M
(Full email address available in API data)
Regulatory Contact
SARA CLARK
400 SW LONGVIEW BLVD.
SUITE 220
LEE'S SUMMIT
MO
United States
Tel:
816-683-4600
C*****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARK, DOUGLAS, FRANCIS | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 10/1998 | < 5% |
| MWA NEWCO, INC. | Domestic Entity | – | OWNER | 05/2023 | > 75% |
| SMITH, WILLIAM, RYAN | Individual | – | OWNER | 05/2023 | 10-25% |
| CLARK, DOUGLAS, FRANCIS | Individual | MWA NEWCO, INC. | OWNER | 05/2023 | > 75% |