ARCA CAPITAL MANAGEMENT
ARCA CAPITAL MANAGEMENT, LLC Legal Name
Adviser information for ARCA CAPITAL MANAGEMENT last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $389,838 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $389,838 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $389,838 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118646 |
|---|---|
| SEC ERA File Number | 801-118646 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305964 |
| Legal Entity Identifier | None |
Principal Office
4551 GLENCOE AVENUEMARINA DEL REY
CA
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: (424) 400-7444, Fax: None
Chief Compliance Officer
DEBORAH DJEU
GENERAL COUNSEL
4551 GLENCOE AVENUE
#350
MARINA DEL REY
CA
United States
Tel:
(424) 512-4826
D***********@****A
(Full email address available in API data)
Regulatory Contact
PHILIP LIU
CHIEF LEGAL OFFICER
4551 GLENCOE AVENUE
#350
MARINA DEL REY
CA
United States
Tel:
(424) 400-7444
P***@****A
(Full email address available in API data)
Industry Affiliates
| ARCA INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVID, JERALD, EVAN | Individual | – | PRESIDENT | 09/2019 | < 5% |
| LIU, PHILIP, YU-FEI | Individual | – | CHIEF LEGAL OFFICER | 07/2019 | < 5% |
| STEINBERG, JEREMY, RAYNE | Individual | – | CEO | 07/2020 | < 5% |
| SANDERS, VANCE, JEFFERY | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
| DJEU, DEBORAH, DAPHNE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| ARCA LABS, LLC | Domestic Entity | – | SOLE MEMBER | 03/2022 | > 75% |
| PRAESIDIUM PARTNERS, INC. | Domestic Entity | ARCA LABS, LLC | SOLE MEMBER | 07/2019 | > 75% |