MEDIA WEALTH
MEDIA WEALTH, LLC Legal Name
Adviser information for MEDIA WEALTH last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $109.4M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $109.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $7.2M |
| HNW Individuals | 5 | $102.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 84 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)INSURANCE SOLUTIONS. |
|---|---|
| Compensation | % of AUMFixed feesREVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS. |
| Other Business Activities | INSURANCE SOLUTIONS |
Identifiers
| SEC RIA File Number | 801-118648 |
|---|---|
| SEC ERA File Number | 801-118648 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308446 |
| Legal Entity Identifier | None |
Principal Office
5000 HOPYARD ROADSUITE 460
PLEASANTON
CA
United States
Monday - Friday, 8:30 A.M. TO 5:00 P.M.
Tel: 650-252-0550, Fax: 844-811-6249
Chief Compliance Officer
JAMES M. KNIGHT
COO
5000 HOPYARD ROAD
SUITE 460
PLEASANTON
CA
United States
Tel:
925-239-0361
Fax:
844-811-6429
J****@****************M
(Full email address available in API data)
Regulatory Contact
MADELINE HEDGES
COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-832-5467
Industry Affiliates
| ADERO PARTNERS, LLC | Other investment adviser, including financial planners |
| FOCUS RISK SOLUTIONS | Insurance company or agency |
| ORIGIN CREDIT ADVISERS, LLC | Other investment adviser, including financial planners |
| SCS CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPECTOR, MICHAEL, EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2020 | < 5% |
| KNIGHT, JAMES, MICHAEL | Individual | – | CCO AND COO | 03/2020 | < 5% |
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER | 03/2020 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |