GREYBOX INVESTMENTS

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Alabama, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	149	$122.4M
Non-Discretionary	9	$42.6M
Total	158	$165.0M

Clients

Type	Number	RAUM
Individuals	65	$14.5M
HNW Individuals	24	$77.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$512,569
Charitable organizations	4	$65.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$7.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly charges

Identifiers

SEC RIA File Number	801-118659
SEC ERA File Number	801-118659
SEC CIK Numbers	1893403
SEC CRD Numbers	174077
Legal Entity Identifier	None

Principal Office

2129 1ST AVE N
SUITE 201
BIRMINGHAM
AL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic