BAER WEALTH MANAGEMENT
MOLLY B INVESTMENT GROUP LLC Legal Name
Adviser information for BAER WEALTH MANAGEMENT last updated from Form ADV on February 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 622 | $236.2M |
| Non-Discretionary | 0 | $0 |
| Total | 622 | $236.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 123 | $27.7M |
| HNW Individuals | 174 | $181.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $21.4M |
| Charitable organizations | <5 | $577,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $5.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118667 |
|---|---|
| SEC ERA File Number | 801-118667 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 150555 |
| Legal Entity Identifier | None |
Principal Office
101 VILLAGE PARKWAYBUILDING 1, SUITE 200
MARIETTA
GA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 770-984-2312, Fax: 770-984-3770
Chief Compliance Officer
KENNETH J. BAER
CHIEF EXECUTIVE OFFICER
101 VILLAGE PARKWAY
BUILDING 1, SUITE 200
MARIETTA
GA
United States
Tel:
770-984-2312
Fax:
770-984-3770
K****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAER, KENNETH, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2011 | < 5% |
| BAER, MOLLY, E. | Individual | – | MANAGING MEMBER | 06/2014 | > 75% |