STAKEHOLDERS CAPITAL
STAKEHOLDERS CAPITAL, INC. Legal Name
Adviser information for STAKEHOLDERS CAPITAL last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 604 | $130.3M |
| Non-Discretionary | 16 | $15.4M |
| Total | 620 | $145.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 79 | $30.4M |
| HNW Individuals | 50 | $96.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $694,085 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $18.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-118671 |
|---|---|
| SEC ERA File Number | 801-118671 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148469 |
| Legal Entity Identifier | None |
Principal Office
321 MAIN STREETAMHERST
MA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 413-306-3244, Fax: 888-735-4537
Chief Compliance Officer
ANDREW BELLAK
PRESIDENT, CEO
321 MAIN ST.
AMHERST
MA
United States
Tel:
413-306-3244
Fax:
888-735-4537
A*****@**********************M
(Full email address available in API data)
Regulatory Contact
BRAD STONBERG
CFO
321 MAIN STREET
AMHERST
MA
United States
Tel:
413-306-3244
Fax:
888-735-4537
B***@**********************M
(Full email address available in API data)
Industry Affiliates
| PERIGON WEALTH MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELLAK, ANDREW, MARK/NICHOLAS | Individual | – | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 12/2008 | 50-75% |
| MOLLNER, TERRANCE, JEROME | Individual | – | CHAIRMAN | 12/2008 | 10-25% |
| STONBERG, BRADLEY, MATTHEW | Individual | – | VP, CFO | 12/2008 | 10-25% |
| Spira, Eileen, M | Individual | – | DIRECTOR | 01/2017 | < 5% |