Hedge Fund Database

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT LLC Legal Name

Adviser information for ONEASCENT WEALTH MANAGEMENT last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 32
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 8
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,436 $514.9M
Non-Discretionary 26 $6.0M
Total 2,462 $520.9M

Clients

Type Number RAUM
Individuals 866 $187.6M
HNW Individuals 157 $299.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $20.2M
Charitable organizations 5 $5.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $7.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 60
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-118682
SEC ERA File Number 801-118682
SEC CIK Numbers 1844707
SEC CRD Numbers 308057
Legal Entity Identifier None

Principal Office

23 INVERNESS CENTER PARKWAY
BIRMINGHAM
AL
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 205-313-9142, Fax: None

Websites

www.facebook.com/oneascentwealthindianharbourbeach/ www.oneascentwealth.com/locations/financial-advisors-in-pensacola-fl/ www.oneascentwealth.com www.facebook.com/oneascentwealthpensacola/ www.linkedin.com/company/oneascentwealth www.youtube.com/@harbourprivatewealth6104 www.harbourprivatewealth.com www.oneascentwealth.com/locations/albany-ga/ www.oneascentwealth.com/locations/birmingham-al/ www.oneascentwealth.com/locations/columbia-tn/ www.oneascentwealth.com/locations/indian-harbour-fl/ www.youtube.com/channel/ucnvudbs7t1kovmyvifhkmwa www.facebook.com/oneascentwealth www.facebook.com/oneascentwealthalbany/ www.facebook.com/oneascentwealthbirmingham/ www.facebook.com/oneascentwealthcolumbia/

Chief Compliance Officer

THOMAS JAMES CLAUD III
23 INVERNESS CENTER PARKWAY
BIRMINGHAM
AL
United States
Tel: 2058471343
(Full email address available in API data)

Regulatory Contact

ROBERT GRUBB
CHIEF OPERATING OFFICER
23 IVERNESS PARKWAY
BIRMINGHAM
AL
United States
Tel: 205-313-9142
(Full email address available in API data)

Industry Affiliates

ONEASCENT CAPITAL Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ONEASCENT FAMILY OFFICES Other investment adviser, including financial planners
ONEASCENT FINANCIAL SERVICES LLC Other investment adviser, including financial planners
ONEASCENT INVESTMENT SOLUTIONS, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PEARSON, HARRY, NOBLE Individual – MANAGING MEMBER 04/2020 < 5%
Grubb, Robert, Wayne Individual – CHIEF OPERATING OFFICER 04/2020 < 5%
ONEASCENT HOLDINGS LLC Domestic Entity – OWNER 04/2021 > 75%
PEARSON, HARRY, NOBLE Individual ONEASCENT HOLDINGS LLC MANAGING MEMBER 04/2021 > 75%
CLAUD, THOMAS, JAMES Individual – CHIEF COMPLIANCE OFFICER 08/2022 < 5%

No. Employees, Historic

402002020202120222023202420255 on 4/8/20205 on 5/12/20205 on 5/28/20205 on 6/30/20205 on 8/13/20205 on 10/27/202012 on 3/31/202112 on 4/29/202112 on 5/11/202112 on 10/14/202112 on 12/2/202112 on 3/1/202230 on 3/31/202230 on 4/28/202230 on 5/13/202230 on 5/19/202230 on 7/7/202230 on 8/12/202230 on 8/19/202230 on 8/19/202230 on 9/23/202230 on 1/23/202330 on 1/27/202337 on 3/24/202337 on 6/26/202337 on 9/8/202337 on 10/11/202332 on 3/19/202432 on 3/21/202432 on 3/21/202432 on 3/22/2024

RAUM, Historic

600M300M02020202120222023202420250 on 4/8/20200 on 5/12/20200 on 5/28/20200 on 6/30/20200 on 8/13/20200 on 10/27/2020264996592 on 3/31/2021264996592 on 4/29/2021264996592 on 5/11/2021264996592 on 10/14/2021264996592 on 12/2/2021264996592 on 3/1/2022384527747 on 3/31/2022384527747 on 4/28/2022384527747 on 5/13/2022384527747 on 5/19/2022384527747 on 7/7/2022384527747 on 8/12/2022384527747 on 8/19/2022384527747 on 8/19/2022384527747 on 9/23/2022384527747 on 1/23/2023384527747 on 1/27/2023470673074 on 3/24/2023470673074 on 6/26/2023470673074 on 9/8/2023470673074 on 10/11/2023520684353 on 3/19/2024520942904 on 3/21/2024520942904 on 3/21/2024520942904 on 3/22/2024

No. Clients, Historic

2,0001,00002020202120222023202420250 on 4/8/20200 on 5/12/20200 on 5/28/20200 on 6/30/20200 on 8/13/20200 on 10/27/2020609 on 3/31/2021609 on 4/29/2021609 on 5/11/2021609 on 10/14/2021609 on 12/2/2021609 on 3/1/2022751 on 3/31/2022751 on 4/28/2022751 on 5/13/2022751 on 5/19/2022751 on 7/7/2022751 on 8/12/2022751 on 8/19/2022751 on 8/19/2022751 on 9/23/2022751 on 1/23/2023751 on 1/27/20231007 on 3/24/20231007 on 6/26/20231007 on 9/8/20231007 on 10/11/20231036 on 3/19/20241036 on 3/21/20241036 on 3/21/20241036 on 3/22/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 368 2K –
ABRDN ETFS BBRG ALL COMMDY 504 16K –
ACCENTURE PLC IRELAND SHS CLASS A 316 1K –
ADOBE INC COM 332 597 –
AFLAC INC COM 260 3K –
ALPHABET INC CAP STK CL A 1K 8K –
ALPHABET INC CAP STK CL C 305 2K –
AMAZON COM INC COM 1K 6K –
AMERICAN EXPRESS CO COM 346 1K –
AMERIPRISE FINL INC COM 218 511 –
APPLE INC COM 2K 9K –
AT&T INC COM 442 23K –
AVALONBAY CMNTYS INC COM 267 1K –
BANK AMERICA CORP COM 685 17K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 530 17K –
BOOKING HOLDINGS INC COM 753 190 –
BROADCOM INC COM 654 407 –
CDW CORP COM 521 2K –
CISCO SYS INC COM 207 4K –
COMCAST CORP NEW CL A 443 11K –
CONOCOPHILLIPS COM 344 3K –
COSTCO WHSL CORP NEW COM 691 813 –
D R HORTON INC COM 357 3K –
DELL TECHNOLOGIES INC CL C 313 2K –
DUKE ENERGY CORP NEW COM NEW 323 3K –
ELEMENT SOLUTIONS INC COM 279 10K –
ELEVANCE HEALTH INC COM 223 412 –
ENVIVA INC COM 6 15K –
EXXON MOBIL CORP COM 645 6K –
FERGUSON PLC NEW SHS 442 2K –
FLEXSHARES TR IBOXX 3R TARGT 324 14K –
FRANKLIN TEMPLETON ETF TR SENIOR LOAN ETF 619 25K –
GARMIN LTD SHS 298 2K –
GENERAL MTRS CO COM 241 5K –
INTUITIVE SURGICAL INC COM NEW 829 2K –
INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 251 11K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 523 8K –
INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 493 8K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 324 3K –
INVESCO EXCHANGE TRADED FD T ENERGY EXPLORATI 293 9K –
INVESCO QQQ TR UNIT SER 1 337 704 –
IRON MTN INC DEL COM 323 4K –
ISHARES BITCOIN TR SHS 227 7K –
ISHARES TR MSCI USA MIN VOL 354 4K –
ISHARES TR MSCI USA QLT FCT 664 4K –
ISHARES TR RUSEL 2500 ETF 429 7K –
ISHARES TR CORE MSCI EAFE 780 11K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 1K 20K –
JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 343 5K –
JPMORGAN CHASE & CO. COM 683 3K –
MARATHON PETE CORP COM 330 2K –
MASTERCARD INCORPORATED CL A 723 2K –
MCKESSON CORP COM 349 597 –
MERCK & CO INC COM 333 3K –
MSCI INC COM 210 435 –
NETAPP INC COM 269 2K –
NORTHERN LIGHTS FD TR TOEWS AGILTY SHS 485 15K –
NORTHERN LTS FD TR IV INSPIRE CORP BD 4K 180K –
NU HLDGS LTD ORD SHS CL A 241 19K –
NVENT ELECTRIC PLC SHS 669 9K –
NVIDIA CORPORATION COM 960 8K –
PALANTIR TECHNOLOGIES INC CL A 350 14K –
PENTAIR PLC SHS 292 4K –
PGIM ETF TR FLOATING RT INC 203 4K –
PGIM ETF TR JENNISON FOC GWT 551 6K –
POOL CORP COM 243 791 –
RBB FD INC US TREAS 3 MNTH 305 6K –
ROYALTY PHARMA PLC SHS CLASS A 210 8K –
SALESFORCE INC COM 371 1K –
SELECT SECTOR SPDR TR TECHNOLOGY 578 3K –
SELECT SECTOR SPDR TR SBI CONS DISCR 213 1K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 228 2K –
SELECT SECTOR SPDR TR INDL 278 2K –
SPDR GOLD TR GOLD SHS 1K 6K –
SPDR S&P 500 ETF TR TR UNIT 518 952 –
SPDR SER TR BLOOMBERG 1-3 MO 492 5K –
STERIS PLC SHS USD 583 3K –
TARGA RES CORP COM 452 4K –
TESLA INC COM 852 4K –
TIDAL TRUST III AFFORDABLE HOUS 281 17K –
TRANE TECHNOLOGIES PLC SHS 833 3K –
UNIFIED SER TR ONEASCENT CORE P 51K 2M –
UNIFIED SER TR ONEASCENT EMGRG 12K 410K –
UNIFIED SER TR ONEASCENT INTL 27K 825K –
UNIFIED SER TR ONEASCENT LARGE 30K 1M –
UNIFIED SER TR ONEASCENT SMALL 619 25K –
UNITED CMNTY BKS BLAIRSVLE G COM 277 11K –
VALERO ENERGY CORP COM 338 2K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 17K 286K –
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 230 5K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 10K 169K –
VANGUARD SCOTTSDALE FDS TOTAL CORP BND 322 4K –
VANGUARD WORLD FD UTILITIES ETF 266 2K –
VERISK ANALYTICS INC COM 260 963 –
VISA INC COM CL A 609 2K –
VISTRA CORP COM 319 4K –
WASTE MGMT INC DEL COM 394 2K –