THE WORLEY BANKS GROUP, LLC
Adviser information for THE WORLEY BANKS GROUP, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 768 | $142.7M |
| Non-Discretionary | 0 | $0 |
| Total | 768 | $142.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 232 | $61.5M |
| HNW Individuals | 49 | $75.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesCONSULTING |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-118683 |
|---|---|
| SEC ERA File Number | 801-118683 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306890 |
| Legal Entity Identifier | None |
Principal Office
6 CITYPLACE DRIVESUITE 460
CREVE COEUR
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 314-530-2700, Fax: None
Chief Compliance Officer
TIM BANKS
MANAGING MEMBER
6 CITYPLACE DRIVE
SUITE 460
CREVE COEUR
MO
United States
Tel:
314-530-2700
T*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANKS, TIMOTHY, JOSEPH | Individual | – | MANAGING MEMBER / CCO | 05/2020 | > 75% |